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Reading the graph
Advisor at MARINER
Naples, FL | Florham Park, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 13, 2021 | n/a | yes | Florham Park, NJ|Naples, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 21, 2020 | Sep 22, 2021 | no | Chatham, NJ|Naples, FL | Previous registration |
| FCG WEALTH MANAGEMENT, LLC | Former SEC adviser | Jul 31, 2019 | Dec 31, 2020 | no | CHATHAM, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mariner | Sep 22, 2021 | Sep 13, 2021 | -9 | Firm change | Ibd to ibd |
| FCG WEALTH MANAGEMENT, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2020 | Aug 21, 2020 | -132 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:140195:FL:2021-09-22 | Sep 22, 2021 | Sep 13, 2021 | NAPLES, FL | Firm change |
| 281165:134139:NJ:2020-12-31 | Dec 31, 2020 | Aug 21, 2020 | CHATHAM, NJ | Firm change after gap |