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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FCG WEALTH MANAGEMENT, LLC

CRD 281165

CHATHAM, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89724ba3-b521-a96a-9008-ab01e4d7d70a

Data as of Sep 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2015 to Sep 25, 2020
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2020-09-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $873M
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 12
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,850
Individual clients: 1,590
High net worth clients: 208
SEC number: 801-55281
CRD: 281165
Filings on the tape: 20
First filed: Nov 11, 2015
Latest filed: Sep 25, 2020
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMBIAS, JOHN, ANTHONY	Member	F	yes	07/2014	Nov 11, 2015	Sep 25, 2020
COMBIAS, JOHN, ANTHONY	PRESIDENT/SECRETARY/MANAGING MEMBER	E	yes	10/1994	Nov 11, 2015	Sep 25, 2020
COMBICO, LLC	Member	B	yes	07/2014	Sep 20, 2017	Sep 25, 2020
GLATZ, CHRISTOPHER, ADAM	CHIEF COMPLIANCE OFFICER	Na	no	09/2020	Sep 25, 2020	Sep 25, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FCG ADVISORS, LLC	n/a	Former SEC adviser	$634M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wilmington	De	United States	1	yes
Westfield	Nj	United States	1	yes
NEW YORK	NY	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$1.2B	$873M	19	12	4	n/a	n/a
2018	Mar 19, 2019	$1.0B	$780M	19	12	3	n/a	n/a
2017	Mar 22, 2018	$1.1B	$797M	26	13	2	n/a	n/a
2016	Mar 31, 2017	$957M	$713M	29	13	n/a	n/a	n/a
2015	Mar 30, 2016	$805M	$787M	19	11	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.2B	$1.0B	11.3%	$957M	6.6%	19	19	4	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	8	Dec 31, 2020	Sep 24, 2020	CHATHAM, NJ	Firm absorbed	RIA to ibd	88.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FCG WEALTH MANAGEMENT, LLC	2	Mar 23, 2016	Mar 29, 2016	WILMINGTON, DE	Channel change	Other	25.0%
FCG WEALTH MANAGEMENT, LLC	4	Mar 23, 2016	Jun 20, 2016	CHATHAM, NJ	Firm absorbed	Other	50.0%

Relationships

Affiliated with (1)

→ FCG WEALTH MANAGEMENT, LLCRegistered adviserbroker-dealer, common control
factForm ADV

Owns (1)

← GLATZ, CHRISTOPHER, ADAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 25, 2020 to presentfactForm ADV

Controls (2)

← COMBIAS, JOHN, ANTHONYOwnerMEMBER, ownership code F, individual
Nov 11, 2015 to presentfactForm ADV
← COMBICO, LLCOwnerMEMBER, ownership code B, domestic entity
Sep 20, 2017 to presentfactForm ADV

Registered with (12)

← Steven Patrick FordAdvisorregistration: previous registration
Jun 20, 2016 to Dec 31, 2020factForm ADV
← GARY EVAN FOXAdvisorregistration: previous registration
Mar 29, 2016 to Dec 31, 2020factForm ADV
← L. PAUL DORSEYAdvisorregistration: previous registration
Mar 22, 2016 to Dec 31, 2020factForm ADV
← NATHANIEL EDWARD JOHNSONAdvisorregistration: previous registration
Mar 22, 2016 to Dec 31, 2020factForm ADV
← Robert Saxton FowlerAdvisorregistration: previous registration
Mar 22, 2016 to Dec 31, 2020factForm ADV
← Steven Othello MeglioAdvisorregistration: previous registration
Aug 4, 2017 to Dec 31, 2020factForm ADV
← Leigh C RussoAdvisorregistration: previous registration
Jan 11, 2018 to Dec 31, 2020factForm ADV
← JOHN ANTHONY COMBIASAdvisorregistration: previous registration
Mar 22, 2016 to Dec 31, 2020factForm ADV
← Zachary OyerAdvisorregistration: previous registration
Jul 31, 2019 to Dec 31, 2020factForm ADV
← DONALD PAUL LA FRONZAdvisorregistration: previous registration
Mar 24, 2016 to Aug 25, 2020factForm ADV
← MICHELLE PATRICIA MACKINAdvisorregistration: previous registration
Mar 22, 2016 to Aug 18, 2020factForm ADV
← Barry W YergerAdvisorregistration: previous registration
Mar 29, 2016 to Apr 12, 2018factForm ADV

Moved with (2)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser8 advisors, firm absorbed, same day
Dec 31, 2020 to Sep 24, 2020factForm ADV
← FCG WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 23, 2016 to Jun 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89724ba3-b521-a96a-9008-ab01e4d7d70a
First observed: Nov 11, 2015
Last observed: Sep 25, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FCG WEALTH MANAGEMENT, LLC

CRD 281165

CHATHAM, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89724ba3-b521-a96a-9008-ab01e4d7d70a

Data as of Sep 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMBIAS, JOHN, ANTHONY

Member

yes

07/2014

Nov 11, 2015

Sep 25, 2020

COMBIAS, JOHN, ANTHONY

PRESIDENT/SECRETARY/MANAGING MEMBER

yes

10/1994

Nov 11, 2015

Sep 25, 2020

COMBICO, LLC

Member

yes

07/2014

Sep 20, 2017

Sep 25, 2020

GLATZ, CHRISTOPHER, ADAM

CHIEF COMPLIANCE OFFICER

09/2020

Sep 25, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FCG ADVISORS, LLC

n/a

Former SEC adviser

$634M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wilmington

United States

yes

Westfield

United States

yes

NEW YORK

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$1.2B

$873M

n/a

2018

Mar 19, 2019

$1.0B

$780M

n/a

2017

Mar 22, 2018

$1.1B

$797M

n/a

2016

Mar 31, 2017

$957M

$713M

n/a

2015

Mar 30, 2016

$805M

$787M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.2B

$1.0B

11.3%

$957M

6.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 31, 2020

Sep 24, 2020

CHATHAM, NJ

Firm absorbed

RIA to ibd

88.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FCG WEALTH MANAGEMENT, LLC

Mar 23, 2016

Mar 29, 2016

WILMINGTON, DE

Channel change

Other

25.0%

FCG WEALTH MANAGEMENT, LLC

Mar 23, 2016

Jun 20, 2016

CHATHAM, NJ

Firm absorbed

Other

50.0%