RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•••••••• i••••••••• wealth currentsince Jun 16, 2023 · Austin, Tx
- B••••••• C•••••• M••••••••• L•• formerDec 20, 2005 to Jun 5, 2023 · Austin, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedSep 1, 2004 to Dec 21, 2005 · Little Rock, Ar
- H•••••• S••••••••• I••• BD affiliatedMar 1, 2004 to Sep 1, 2004 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 4, 2002 to Mar 11, 2004 · Austin, Tx
- P••••••• L•• unclassifiedJun 27, 2002 to Aug 8, 2002 · New York, Ny
- B••••••• C•••••• M••••••••• L•• to P••••••••left Jun 5, 2023, registered Jun 16, 2023 (11 days) · RIA to RIA · moved with a team
- M••••••• I••••••••• N•••••• I••• to B••••••• C•••••• M••••••••• L••left Dec 21, 2005, registered Dec 20, 2005 (-1 days) · Other
- H•••••• S••••••••• I••• to M••••••• I••••••••• N•••••• I•••left Sep 1, 2004, registered Sep 1, 2004 (0 days) · Other
- U•• F•••••••• S••••••• I••• to H•••••• S••••••••• I•••left Mar 11, 2004, registered Mar 1, 2004 (-10 days) · Other
- P••••••• L•• to U•• F•••••••• S••••••• I•••left Aug 8, 2002, registered Nov 4, 2002 (88 days) · Other
- J•• O••• B••••••• left B••••••• C•••••• M••••••••• L•• for Pathstone (registered 2023-06-16)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address