DFX Intelligence

S••••• J• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

S••••• J• P•••••••

Advisor at T••••••••• L••

BUDA, TX | Kirkwood, MO

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Search this name across graphsid dfx:ria:31b57eb7-c37d-90b3-24c8-6a9257fbc3a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••	Independent wealth	Aug 25, 2025	n/a	yes	BUDA, TX\|Kirkwood, MO	Current employment
K•••• M•••••••••	Former SEC adviser	Jul 7, 2017	Aug 1, 2022	no	PONTE VEDRA BEACH, FL\|Sunset Hills, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• M•••••••••	T••••••••• L••	Aug 1, 2022	Aug 25, 2025	1,120	Firm change after gap	Ibd to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	K•••• M•••••••••	Jul 10, 2017	Jul 7, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:133025:MO:2017-07-10	Jul 10, 2017	Jul 7, 2017	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ T••••••••• L••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Jul 7, 2017 to Aug 1, 2022factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Sep 1, 2011 to Jul 10, 2017factForm ADV

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
S••••• J• P••••••• left K•••• M••••••••• for T••••••••• L•• (registered 2025-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31b57eb7-c37d-90b3-24c8-6a9257fbc3a4
First observed: Sep 1, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.