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RIA / WealthAdvisor29 years in industry

Dale Self

Advisor at MAIA WEALTH

DENVER, CO | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:31bf1a6c-d4f8-fe59-df67-f4f51fd28e36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIA WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 3, 1997
First registration: Mar 5, 2003
Dual registered: no
Other names: DALE L SELF|DALE LEARY SELF
IAPD individual key: 2782162

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIA WEALTH	Independent wealth	Jan 6, 2023	n/a	yes	INDIANAPOLIS, IN\|DENVER, CO	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 8, 2023	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 7, 2012	Oct 1, 2012	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 8, 2011	Jul 31, 2012	no	INDIANAPOLIS, IN	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 8, 2011	Jul 31, 2012	no	Indianapolis, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 28, 2010	Aug 2, 2011	no	CARMEL, IN\|FISHERS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 5, 2003	Nov 17, 2009	no	FISHERS (INDIANAPOLIS), IN\|FISHERS (INDIANAPOLIS), IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MAIA WEALTH	Jan 8, 2023	Jan 6, 2023	-2	Firm change	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 31, 2012	Aug 8, 2011	-358	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 31, 2012	Aug 8, 2011	-358	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 2, 2011	Aug 8, 2011	6	Firm change	Other
CHARLES SCHWAB & CO., INC.	CHASE INVESTMENT SERVICES CORP.	Nov 17, 2009	Jan 28, 2010	72	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:292817:IN:2023-01-08	Jan 8, 2023	Jan 6, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (6)

→ MAIA WEALTHRegistered adviserregistration: current employment
Jan 6, 2023 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 8, 2023factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 7, 2012 to Oct 1, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 8, 2011 to Jul 31, 2012factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 8, 2011 to Jul 31, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 5, 2003 to Nov 17, 2009factForm ADV

Dated events

Occurred
Jan 8, 2023
Advisor changed firm
Dale Self left J.P. Morgan Securities Llc for Maia Wealth (registered 2023-01-06)
Form ADVobserved 6 days ago