DFX Intelligence

S•••••• D•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

S•••••• D•••••• M•••••

Advisor at I••••• W••••• M•••••••••

Alexandria, VA

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Search this name across graphsid dfx:ria:31efef95-445c-850b-6609-102bde87d664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 7, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• W••••• M•••••••••	State registered	Mar 28, 2017	n/a	yes	Alexandria, VA	Current employment
O• C••••••	n/a	Sep 9, 2008	Apr 26, 2018	no	ALEXANDRIA, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• C••••••	I••••• W••••• M•••••••••	Apr 26, 2018	Mar 28, 2017	-394	Firm change after gap	Other
B•• C•••••• A•••••••• L••	O• C••••••	Sep 5, 2008	Sep 9, 2008

Relationships

Registered with (6)

→ I••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 28, 2017 to presentfactForm ADV
→ O• C••••••Registered adviserregistration: previous registration
Sep 9, 2008 to Apr 26, 2018factForm ADV
→ B•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 12, 2007 to Sep 5, 2008factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31efef95-445c-850b-6609-102bde87d664
First observed: May 22, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.