RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• D•••••• M•••••
- I••••• W••••• M••••••••• state registered currentsince Mar 28, 2017 · Alexandria, Va
- O• C•••••• unclassifiedSep 9, 2008 to Apr 26, 2018 · Alexandria, Va
- B•• C•••••• A•••••••• L•• independent RIAJul 12, 2007 to Sep 5, 2008 · Vienna, Va
- N••• F•••••••• G••••• I••• formerApr 27, 2005 to Dec 2, 2005 · Reston, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 8, 2003 to Jul 26, 2004 · Washington, Dc
- M••••• S•••••• D• I••• unclassifiedMay 22, 2002 to Sep 10, 2003 · Washington, Dc
- O• C•••••• to I••••• W••••• M•••••••••left Apr 26, 2018, registered Mar 28, 2017 (-394 days) · Other
- B•• C•••••• A•••••••• L•• to O• C••••••left Sep 5, 2008, registered Sep 9, 2008 (4 days) · Other
- N••• F•••••••• G••••• I••• to B•• C•••••• A•••••••• L••left Dec 2, 2005, registered Jul 12, 2007 (587 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••••• G••••• I•••left Jul 26, 2004, registered Apr 27, 2005 (275 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 10, 2003, registered Sep 8, 2003 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address