This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALEO FINANCIAL ADVISORS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 8, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 8, 2012

First registration

Oct 9, 2012

Dual registered

no

Other names

KATHERINE ELIZABETH HARPER

IAPD individual key

5842045

• Occurred

  Dec 22, 2025
  Advisor changed firm

  Katherine Harper left Allworth Financial, L.P. for Valeo Financial Advisors, Llc (registered 2026-08-13)

  Form ADVobserved 5 days ago
• Occurred

  Sep 12, 2025
  Advisor changed firm

  Katherine Harper left Sheaff Brock Investment Advisors, Llc for Allworth Financial, L.P. (registered 2025-05-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:31fba7fe-9e49-57c6-9734-dc04b5f6ef64

First observed

Oct 9, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.