DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• H•••••

V•••• F•••••••• A•••••••• L••independent RIACarmel, InIA-onlyIAPD 5842045

Feed of 09/14/2026

Also filed as K•••••••• Elizabeth H•••••

At current firm

0 y

since Aug 13, 2026

In the industry

13 y

since Oct 8, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• F•••••••• A•••••••• L•• independent RIA current
since Aug 13, 2026 · Carmel, In
A••••••• F••••••••• L••• BD affiliated
May 30, 2025 to Dec 22, 2025 · Folsom, Ca
S••••• B•••• I••••••••• A•••••••• L•• former
Jul 28, 2014 to Sep 12, 2025 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Oct 9, 2012 to Jul 18, 2014 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

A••••••• F••••••••• L••• to V•••• F•••••••• A•••••••• L••
left Dec 22, 2025, registered Aug 13, 2026 (234 days) · Affiliated broker-dealer or bank to independent RIA
S••••• B•••• I••••••••• A•••••••• L•• to A••••••• F••••••••• L•••
left Sep 12, 2025, registered May 30, 2025 (-105 days) · RIA to affiliated broker-dealer or bank · moved with a team
C•••••• S••••• • C••• I••• to S••••• B•••• I••••••••• A•••••••• L••
left Jul 18, 2014, registered Jul 28, 2014 (10 days) · Other

Signals

K•••••••• H••••• left A••••••• F••••••••• L••• for V•••• F•••••••• A•••••••• L•• (registered 2026-08-13)
Dec 22, 2025 · Advisor changed firm · fact
K•••••••• H••••• left S••••• B•••• I••••••••• A•••••••• L•• for A••••••• F••••••••• L••• (registered 2025-05-30)
Sep 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address