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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD 128990

EDMONDS, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:320424e2-a6da-14f7-c97a-4de81a6e7fd9

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 17
On other graphs: 0
Observed: Mar 27, 2012 to Sep 4, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.19 fund_share=0.51 institutional_share=0.28 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $4.6BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.6B
Private client RAUM: $879MderivedItem 5.D individuals plus high net worth individuals
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $326Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 24
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 339
Individual clients: 108
High net worth clients: 180
SEC number: 801-62477
CIK: 1276918
CRD: 128990
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, WA
Website: zci.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HERBERT WALLACE ALBIN	n/a	Edmonds, WA	22	40	1	no
NANCY ANN ZEVENBERGEN	Chartered Financial Analyst	Edmonds, WA	22	39	1	no
STEIN ANDRE HUGUS	n/a	Edmonds, WA	22	25	1	no
SUSAN JANE SCHMATZHAGEN	n/a	Edmonds, WA	22	24	1	no
KEVIN PETER KNAPP	n/a	Edmonds, WA	21	39	n/a	no
ANTHONY RAY ZACKERY	Chartered Financial Analyst	EDMONDS, WA	15	15	n/a	no
JOSEPH EVANS DENNISON	Chartered Financial Analyst	EDMONDS, WA	14	15	n/a	no
DANIELLE NICOLE BLANCHARD	Chartered Financial Analyst	EDMONDS, WA	11	12	n/a	no
ANN KUBALANZA VAVROUSEK	n/a	EDMONDS, WA	10	11	n/a	no
Christina Nicole Boggs	n/a	Edmonds, WA	3	10	n/a	no
Thomas John Dickson	n/a	EDMONDS, WA	2	23	n/a	no
MANFRED KANTHER	n/a	EDMONDS, WA \| Conshohocken, PA	2	21	1	no
Adrienne Tibbs	n/a	Edmonds, WA	0	11	n/a	no
BRIAN DEAN FICKEN	n/a	Edmonds, WA	0	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DENNISON, JOSEPH, EVANS	PRINCIPAL, PORTFOLIO MANAGER	Na	yes	01/2023	Jan 4, 2023	Mar 20, 2024
EVENSTAR3 INC.	LLC MEMBER	D	yes	01/2023	Mar 27, 2012	Mar 20, 2024
KOPICKY, ALEXA, PARKER	PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	03/2021	Mar 29, 2021	Mar 20, 2024
VIRTUS INVESTMENT PARTNERS, INC.	SOLE SHAREHOLDER	E	yes	11/2008	Jun 30, 2017	Mar 20, 2024
ZACKERY, ANTHONY, RAY	PRINCIPAL, PORTFOLIO MANAGER	Na	yes	01/2023	Jan 4, 2023	Mar 20, 2024
ZCI HOLDINGS LLC	LLC MEMBER	E	yes	01/2023	Jan 4, 2023	Mar 20, 2024
ZEVENBERGEN, NANCY, ANN	DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER	Na	yes	12/1986	Mar 27, 2012	Mar 20, 2024
ZEVENBERGEN, NANCY, ANN	SOLE SHAREHOLDER	E	yes	10/2008	Mar 27, 2012	Mar 20, 2024
VIRTUS PARTNERS, INC.	LLC MEMBER	C	no	01/2023	Jun 30, 2017	Mar 20, 2024
VIRTUS PARTNERS, INC.	LLC MEMBER	Na	no	01/2018	Jun 30, 2017	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$4.6B	$4.6B	24	10	0	n/a	n/a
2024	Mar 19, 2025	$5.0B	$5.0B	25	10	0	n/a	n/a
2023	Mar 20, 2024	$4.4B	$4.4B	24	5	0	n/a	n/a
2022	Mar 24, 2023	$3.0B	$3.0B	23	7	0	n/a	n/a
2021	Mar 30, 2022	$4.9B	$4.9B	25	9	0	n/a	n/a
2020	Mar 29, 2021	$5.8B	$5.8B	21	9	0	n/a	n/a
2019	Mar 24, 2020	$2.7B	$2.7B	18	8	0	n/a	n/a
2018	Mar 29, 2019	$2.3B	$2.3B	18	9	0	n/a	n/a
2017	Mar 29, 2018	$2.4B	$2.4B	18	9	0	n/a	n/a
2016	Mar 31, 2017	$2.1B	$2.1B	18	8	n/a	n/a	n/a
2015	Mar 29, 2016	$2.5B	$2.5B	17	8	n/a	n/a	n/a
2014	Mar 31, 2015	$2.4B	$2.4B	16	6	n/a	n/a	n/a
2013	Mar 31, 2014	$2.9B	$2.9B	15	6	n/a	n/a	n/a
2012	Mar 28, 2013	$2.1B	$2.1B	14	6	n/a	n/a	n/a
2011	Mar 27, 2012	$2.4B	$2.4B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	7.1%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$5.0B	-8.5%	$3.0B	14.7%	24	25	0	0

Relationships

Registered with (20)

← BRIAN DEAN FICKENAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Adrienne TibbsAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← MANFRED KANTHERAdvisorregistration: current employment
Jun 7, 2024 to presentfactForm ADV
← Thomas John DicksonAdvisorregistration: current employment
May 3, 2024 to presentfactForm ADV
← Christina Nicole BoggsAdvisorregistration: current employment
Sep 27, 2022 to presentfactForm ADV
← ANN KUBALANZA VAVROUSEKAdvisorregistration: current employment
Nov 4, 2015 to presentfactForm ADV
← DANIELLE NICOLE BLANCHARDAdvisorregistration: current employment
Dec 4, 2014 to presentfactForm ADV
← JOSEPH EVANS DENNISONAdvisorregistration: current employment
Nov 16, 2011 to presentfactForm ADV
← ANTHONY RAY ZACKERYAdvisorregistration: current employment
Jul 1, 2011 to presentfactForm ADV
← KEVIN PETER KNAPPAdvisorregistration: current employment
Mar 2, 2005 to presentfactForm ADV
← NANCY ANN ZEVENBERGENAdvisorregistration: current employment
Nov 15, 2003 to presentfactForm ADV
← STEIN ANDRE HUGUSAdvisorregistration: current employment
Nov 15, 2003 to presentfactForm ADV
← SUSAN JANE SCHMATZHAGENAdvisorregistration: current employment
Nov 15, 2003 to presentfactForm ADV
← HERBERT WALLACE ALBINAdvisorregistration: current employment
Oct 29, 2003 to presentfactForm ADV
← Jessica Elise StoreyAdvisorregistration: previous registration
Jul 11, 2024 to Feb 13, 2026factForm ADV
← Rocco Simplicio PearsonAdvisorregistration: previous registration
Jun 9, 2025 to Sep 9, 2025factForm ADV
← Amanda Jane Louise StribrnyAdvisorregistration: previous registration
Jan 1, 2024 to May 28, 2025factForm ADV
← KRISTIE ANNE GARRETTAdvisorregistration: previous registration
Mar 10, 2021 to Sep 6, 2023factForm ADV
← JUSTIN WYATT BULLERAdvisorregistration: previous registration
Mar 16, 2005 to Oct 24, 2019factForm ADV
← DEANN NICHOLE CROSSAdvisorregistration: previous registration
Nov 15, 2003 to Jul 26, 2007factForm ADV

Affiliated with (1)

← ZWEIG ADVISERS LLCRegistered adviserother investment adviser
factForm ADV

Controls (7)

← ZEVENBERGEN, NANCY, ANNOwnerSOLE SHAREHOLDER, ownership code E, individual
Mar 27, 2012 to Mar 20, 2024factForm ADV
← ZACKERY, ANTHONY, RAYOwnerPRINCIPAL, PORTFOLIO MANAGER, ownership code NA, individual
Jan 4, 2023 to Mar 20, 2024factForm ADV
← DENNISON, JOSEPH, EVANSOwnerPRINCIPAL, PORTFOLIO MANAGER, ownership code NA, individual
Jan 4, 2023 to Mar 20, 2024factForm ADV
← KOPICKY, ALEXA, PARKEROwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2021 to Mar 20, 2024factForm ADV
← EVENSTAR3 INC.OwnerLLC MEMBER, ownership code D, domestic entity
Mar 27, 2012 to Mar 20, 2024factForm ADV
← VIRTUS INVESTMENT PARTNERS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 30, 2017 to Mar 20, 2024factForm ADV
← ZCI HOLDINGS LLCOwnerLLC MEMBER, ownership code E, domestic entity
Jan 4, 2023 to Mar 20, 2024factForm ADV

Owns (1)

← VIRTUS PARTNERS, INC.OwnerLLC MEMBER, ownership code C, domestic entity
Jun 30, 2017 to Mar 20, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 13, 2026
Advisor changed firm
Jessica Elise Storey left Zevenbergen Capital Investments Llc for Integrated Wealth Concepts Llc (registered 2026-06-10)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2025
Advisor changed firm
Rocco Simplicio Pearson left Zevenbergen Capital Investments Llc for Freestone Capital Management, Llc (registered 2025-09-03)
Form ADVobserved 5 days ago
Occurred
May 28, 2025
Advisor changed firm
Amanda Jane Louise Stribrny left Zevenbergen Capital Investments Llc for Coldstream Wealth Management (registered 2025-08-07)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2024
Regulatory AUM changed
Zevenbergen Capital Investments Llc reported RAUM $4.4B, up 46% from $3.0B (2024-01-02 to 2024-03-20)
Form ADVobserved 5 days ago
$1.4B
Occurred
Sep 6, 2023
Advisor changed firm
Kristie Anne Garrett left Zevenbergen Capital Investments Llc for Ep Wealth Advisors (registered 2023-12-05)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2023
Regulatory AUM changed
Zevenbergen Capital Investments Llc reported RAUM $3.0B, down 38% from $4.9B (2023-01-04 to 2023-03-24)
Form ADVobserved 5 days ago
$-1.9B
Occurred
Jan 4, 2023
Control person joined
Ray Anthony Zackery (Principal, Portfolio Manager) appeared on Schedule A of Zevenbergen Capital Investments Llc
Form ADVobserved 5 days ago
Occurred
Jan 4, 2023
Control person joined
Evans Joseph Dennison (Principal, Portfolio Manager) appeared on Schedule A of Zevenbergen Capital Investments Llc
Form ADVobserved 5 days ago
Occurred
Jan 4, 2023
Control person left
Brooke Donna Deboutray (Co-Chief Investment Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)
Form ADVobserved 5 days ago
Occurred
Jan 4, 2023
Control person left
Campbell Leslie Tubbs (Chief Operating Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)
Form ADVobserved 5 days ago
Occurred
Jan 4, 2023
Control person left
Wallace Herbert Albin (Chief Fixed Income Officer, Client Investment Advisor) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2022
Control person left
Christine Elise Foley (Chief Client Investment Advisor And Business Development Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-03-30, absent 2022-08-02)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Zevenbergen Capital Investments Llc reported RAUM $5.8B, up 113% from $2.7B (2020-06-26 to 2021-03-29)
Form ADVobserved 5 days ago
$3.1B
Occurred
Mar 29, 2021
Control person left
Lenford James Fasano (Managing Director) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2020-06-26, absent 2021-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2021
Control person joined
Nicole Alexa Parker (Chief Compliance Officer) appeared on Schedule A of Zevenbergen Capital Investments Llc
Form ADVobserved 5 days ago
Occurred
Oct 17, 2019
Control person left
Wyatt Justin Buller (Chief Compliance Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2019-03-29, absent 2019-10-17)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Herbert Wallace Albin no longer holds an investment adviser registration (last listed at Zevenbergen Capital Investments Llc on the 2026-09-16 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:320424e2-a6da-14f7-c97a-4de81a6e7fd9
First observed: Mar 27, 2012
Last observed: Sep 4, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD 128990

EDMONDS, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:320424e2-a6da-14f7-c97a-4de81a6e7fd9

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HERBERT WALLACE ALBIN

n/a

Edmonds, WA

NANCY ANN ZEVENBERGEN

Chartered Financial Analyst

Edmonds, WA

STEIN ANDRE HUGUS

n/a

Edmonds, WA

SUSAN JANE SCHMATZHAGEN

n/a

Edmonds, WA

KEVIN PETER KNAPP

n/a

Edmonds, WA

n/a

ANTHONY RAY ZACKERY

Chartered Financial Analyst

EDMONDS, WA

n/a

JOSEPH EVANS DENNISON

Chartered Financial Analyst

EDMONDS, WA

n/a

DANIELLE NICOLE BLANCHARD

Chartered Financial Analyst

EDMONDS, WA

n/a

ANN KUBALANZA VAVROUSEK

n/a

EDMONDS, WA

n/a

Christina Nicole Boggs

n/a

Edmonds, WA

n/a

Thomas John Dickson

n/a

EDMONDS, WA

n/a

MANFRED KANTHER

n/a

EDMONDS, WA | Conshohocken, PA

Adrienne Tibbs

n/a

Edmonds, WA

n/a

BRIAN DEAN FICKEN

n/a

Edmonds, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DENNISON, JOSEPH, EVANS

PRINCIPAL, PORTFOLIO MANAGER

yes

01/2023

Jan 4, 2023

Mar 20, 2024

EVENSTAR3 INC.

LLC MEMBER

yes

01/2023

Mar 27, 2012

Mar 20, 2024

KOPICKY, ALEXA, PARKER

PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

03/2021

Mar 29, 2021

Mar 20, 2024

VIRTUS INVESTMENT PARTNERS, INC.

SOLE SHAREHOLDER

yes

11/2008

Jun 30, 2017

Mar 20, 2024

ZACKERY, ANTHONY, RAY

PRINCIPAL, PORTFOLIO MANAGER

yes

01/2023

Jan 4, 2023

Mar 20, 2024

ZCI HOLDINGS LLC

LLC MEMBER

yes

01/2023

Jan 4, 2023

Mar 20, 2024

ZEVENBERGEN, NANCY, ANN

DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER

yes

12/1986

Mar 27, 2012

Mar 20, 2024

ZEVENBERGEN, NANCY, ANN

SOLE SHAREHOLDER

yes

10/2008

Mar 27, 2012

Mar 20, 2024

VIRTUS PARTNERS, INC.

LLC MEMBER

01/2023

Jun 30, 2017

Mar 20, 2024

VIRTUS PARTNERS, INC.

LLC MEMBER

01/2018

Jun 30, 2017

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$4.6B

n/a

2024

Mar 19, 2025

$5.0B

n/a

2023

Mar 20, 2024

$4.4B

n/a

2022

Mar 24, 2023

$3.0B

n/a

2021

Mar 30, 2022

$4.9B

n/a

2020

Mar 29, 2021

$5.8B

n/a

2019

Mar 24, 2020

$2.7B

n/a

2018

Mar 29, 2019

$2.3B

n/a

2017

Mar 29, 2018

$2.4B

n/a

2016

Mar 31, 2017

$2.1B

n/a

2015

Mar 29, 2016

$2.5B

n/a

2014

Mar 31, 2015

$2.4B

n/a

2013

Mar 31, 2014

$2.9B

n/a

2012

Mar 28, 2013

$2.1B

n/a

2011

Mar 27, 2012

$2.4B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.6B

$5.0B

-8.5%

$3.0B

14.7%