DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Z••••••••• C•••••• I••••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Mar 27, 2012 · 30 filings
SEC status approved since Oct 1, 2003
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$879M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$326M
derived; firm RAUM over IAPD count
Employees
24
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$4.6B as of Mar 27, 2026
Mar 27, 2012$2.4B then
HNW client RAUM$805M as of Mar 27, 2026
Mar 29, 2018$162M then
State-registered IARs (5.B.3)13 as of Mar 27, 2026
Mar 28, 201313 then
Employees (5.A)24 as of Mar 27, 2026
Mar 28, 201314 then
Private funds: no history
RAUM -8.5% over the last fiscal year+15% a year over threeIARs 17 to 13
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- $351MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $13.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -24%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.1%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.3B51%
- State and municipal entities$1.1B24%
- High-net-worth individuals$805M18%
- Charitable organizations$181M4.0%
- Corporations and businesses$84.0M1.8%
- Individuals$73.7M1.6%
- Pension and profit-sharing plans$5.8M0.1%
- Individual clients
- 108reported
- HNW clients
- 180reported
- Pension plan clients
- n/areported
- Charitable clients
- 13reported
- Accounts
- 339reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.51 institutional_share=0.28 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••• W•••••• A•••• | Edmonds, Wa | Oct 29, 2003 | 40 y | 1 |
| S•••• J••• S••••••••• | Edmonds, Wa | Nov 15, 2003 | 24 y | 1 |
| N•••• A•• Z•••••••••Chartered Financial Analyst | Edmonds, Wa | Nov 15, 2003 | 39 y | 1 |
| S•••• A•••• H•••• | Edmonds, Wa | Nov 15, 2003 | 25 y | 1 |
| K•••• P•••• K•••• | Edmonds, Wa | Mar 2, 2005 | 39 y | 0 |
| A•••••• R•• Z••••••Chartered Financial Analyst | Edmonds, Wa | Jul 1, 2011 | 15 y | 0 |
| J••••• E•••• D•••••••Chartered Financial Analyst | Edmonds, Wa | Nov 16, 2011 | 15 y | 0 |
| D••••••• N••••• B••••••••Chartered Financial Analyst | Edmonds, Wa | Dec 4, 2014 | 12 y | 0 |
| A•• K•••••••• V•••••••• | Edmonds, Wa | Nov 4, 2015 | 11 y | 0 |
| C•••••••• N••••• B•••• | Edmonds, Wa | Sep 27, 2022 | 10 y | 0 |
| T••••• J••• D•••••• | Edmonds, Wa | May 3, 2024 | 23 y | 0 |
| M•••••• K•••••• | Edmonds, Wa | Jun 7, 2024 | 21 y | 1 |
| A••••••• T•••• | Edmonds, Wa | Mar 17, 2026 | 11 y | 0 |
| B•••• D••• F••••• | Edmonds, Wa | Apr 8, 2026 | 15 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.1% of current headcount3 left over 36 months
Left, latest
- J•••••• E•••• S••••• to I••••••••• W••••• C••••••• L••Feb 13, 2026 · Other
- R•••• S•••••••• P•••••• to F•••••••• C•••••• M••••••••• L••Sep 9, 2025 · Other
- A••••• J••• L••••• S••••••• to C••••••••• W••••• M•••••••••May 28, 2025 · Other
- K•••••• A••• G•••••• to E• W••••• A•••••••Sep 6, 2023 · Other
- J••••• W•••• B••••• to E•••••••• W••••• M•••••••••Oct 24, 2019 · Other
- D•••• N•••••• C•••• to I•••••••• F•••••••• C•••••••••Jul 26, 2007 · Other
Joined, latest
- B•••• D••• F••••• from C••••••••• A••••••• I••Apr 8, 2026 · Other
- M•••••• K•••••• from W•••• F•••• A•••••••Jun 7, 2024 · Other
- K•••••• A••• G•••••• from B••••••• J•••• L••Mar 10, 2021 · Other
- N•••• A•• Z••••••••• from Z••••••••• C••••••• I•••Nov 15, 2003 · Other
- S•••• A•••• H•••• from Z••••••••• C••••••• I•••Nov 15, 2003 · Other
- D•••• N•••••• C•••• from Z••••••••• C••••••• I•••Nov 15, 2003 · Other
- S•••• J••• S••••••••• from Z••••••••• C••••••• I•••Nov 15, 2003 · Other
- H•••••• W•••••• A•••• from Z••••••••• C••••••• I•••Oct 29, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••••• J•••••• E•••• · Principal, Portfolio Managercontrolsince 01/2023 · owns less than 5%
- K••••••• A••••• P••••• · Principal, Chief Compliance Officer, Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- Z••••••• A••••••• R•• · Principal, Portfolio Managercontrolsince 01/2023 · owns less than 5%
- Z••••••••• N••••• A•• · Director, President, Chief Investment Officercontrolsince 12/1986 · owns less than 5%
- Z••••••••• N••••• A•• · Sole Shareholdercontrolsince 10/2008 · owns 75% or more of E•••••••• I•••
Entity owners
- Z•• H••••••• L•• · LLC Memberdirect · owns 75% or more
- E•••••••• I••• · LLC Memberindirect · owns 50% to 75% of Z•• H••••••• L••
- V••••• I••••••••• P•••••••• I••• · Sole Shareholderindirect · owns 75% or more of V••••• P•••••••• I••• · public reporting company
- V••••• P•••••••• I••• · LLC Memberdirect · owns less than 5%
- V••••• P•••••••• I••• · LLC Memberindirect · owns 25% to 50% of Z•• H••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Z••••••••• C•••••• I••••••••• L•• as a related person
- 108784 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edmonds, Wa · principal | 13 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 27, 2026 to Sep 4, 2026
- Succession · false to unsetMar 27, 2026 to Sep 4, 2026
- Accounts · 324 to 339Mar 19, 2025 to Mar 27, 2026
- BD registered reps · 1 to 2Mar 19, 2025 to Mar 27, 2026
- Charity clients · 16 to 13Mar 19, 2025 to Mar 27, 2026
- Corporate clients · 34 to 29Mar 19, 2025 to Mar 27, 2026
- HNW clients · 138 to 180Mar 19, 2025 to Mar 27, 2026
- Individual clients · 126 to 108Mar 19, 2025 to Mar 27, 2026
- Employees · 25 to 24Mar 19, 2025 to Mar 27, 2026
- State-registered IARs · 17 to 13Mar 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $5.0B to $4.6BMar 19, 2025 to Mar 27, 2026
- HNW RAUM · $706M to $805MMar 19, 2025 to Mar 27, 2026
- Individual RAUM · $131M to $73.7MMar 19, 2025 to Mar 27, 2026
- Pension RAUM · $337M to $5.8MMar 19, 2025 to Mar 27, 2026
- RAUM · $5.0B to $4.6BMar 19, 2025 to Mar 27, 2026
- Related adviser · false to trueMar 19, 2025 to Mar 27, 2026
- Related bank · false to trueMar 19, 2025 to Mar 27, 2026
- Related broker-dealer · false to trueMar 19, 2025 to Mar 27, 2026
- Accounts · 327 to 324Mar 20, 2024 to Mar 19, 2025
- Advisory employees · 5 to 10Mar 20, 2024 to Mar 19, 2025
- Charity clients · 14 to 16Mar 20, 2024 to Mar 19, 2025
- Corporate clients · 32 to 34Mar 20, 2024 to Mar 19, 2025
- HNW clients · 143 to 138Mar 20, 2024 to Mar 19, 2025
- Individual clients · 127 to 126Mar 20, 2024 to Mar 19, 2025
- Employees · 24 to 25Mar 20, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 19, 2025
- State-registered IARs · 13 to 17Mar 20, 2024 to Mar 19, 2025
- Discretionary RAUM · $4.4B to $5.0BMar 20, 2024 to Mar 19, 2025
- HNW RAUM · $556M to $706MMar 20, 2024 to Mar 19, 2025
- Individual RAUM · $97.8M to $131MMar 20, 2024 to Mar 19, 2025
- Pension RAUM · $359M to $337MMar 20, 2024 to Mar 19, 2025
- RAUM · $4.4B to $5.0BMar 20, 2024 to Mar 19, 2025
- Accounts · 325 to 327Jan 2, 2024 to Mar 20, 2024
- Advisory employees · 7 to 5Jan 2, 2024 to Mar 20, 2024
- BD registered reps · 2 to 1Jan 2, 2024 to Mar 20, 2024
- Individual clients · 125 to 127Jan 2, 2024 to Mar 20, 2024
- Employees · 23 to 24Jan 2, 2024 to Mar 20, 2024
- State-registered IARs · 14 to 13Jan 2, 2024 to Mar 20, 2024
- Discretionary RAUM · $3.0B to $4.4BJan 2, 2024 to Mar 20, 2024
- HNW RAUM · $377M to $556MJan 2, 2024 to Mar 20, 2024
Signals
17 dated events
- H•••••• W•••••• A•••• no longer holds an investment adviser registration (last listed at Z••••••••• C•••••• I••••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- J•••••• E•••• S••••• left Z••••••••• C•••••• I••••••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-06-10)Feb 13, 2026 · Advisor changed firm · fact
- R•••• S•••••••• P•••••• left Z••••••••• C•••••• I••••••••• L•• for F•••••••• C•••••• M••••••••• L•• (registered 2025-09-03)Sep 9, 2025 · Advisor changed firm · fact
- A••••• J••• L••••• S••••••• left Z••••••••• C•••••• I••••••••• L•• for C••••••••• W••••• M••••••••• (registered 2025-08-07)May 28, 2025 · Advisor changed firm · fact
- Z••••••••• C•••••• I••••••••• L•• reported RAUM $4.4B, up 46% from $3.0B (2024-01-02 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- K•••••• A••• G•••••• left Z••••••••• C•••••• I••••••••• L•• for E• W••••• A••••••• (registered 2023-12-05)Sep 6, 2023 · Advisor changed firm · fact
- Z••••••••• C•••••• I••••••••• L•• reported RAUM $3.0B, down 38% from $4.9B (2023-01-04 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Ray Anthony Zackery (Principal, Portfolio Manager) appeared on Schedule A of Z••••••••• C•••••• I••••••••• L••Jan 4, 2023 · Control person joined · fact
- Evans Joseph Dennison (Principal, Portfolio Manager) appeared on Schedule A of Z••••••••• C•••••• I••••••••• L••Jan 4, 2023 · Control person joined · fact
- Brooke Donna Deboutray (Co-Chief Investment Officer) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Campbell Leslie Tubbs (Chief Operating Officer) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Wallace Herbert Albin (Chief Fixed Income Officer, Client Investment Advisor) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Christine E•••• Foley (Chief Client Investment Advisor And Business Development Officer) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2022-03-30, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Z••••••••• C•••••• I••••••••• L•• reported RAUM $5.8B, up 113% from $2.7B (2020-06-26 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Lenford James Fasano (Managing Director) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2020-06-26, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- N••••• Alexa Parker (Chief Compliance Officer) appeared on Schedule A of Z••••••••• C•••••• I••••••••• L••Mar 29, 2021 · Control person joined · fact
- Wyatt Justin Buller (Chief Compliance Officer) no longer on Schedule A of Z••••••••• C•••••• I••••••••• L•• (listed 2019-03-29, absent 2019-10-17)Oct 17, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••://WWW.LINKEDIN.COM/company/Z•••••••••-CAPITAL-INVESTMENreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-682-8469reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $326Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026