DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Zevenbergen Capital Investments LLC
Latest filing Sep 4, 2026
First filing on the tape Mar 27, 2012 · 30 filings
SEC status approved since Oct 1, 2003
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$879M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$326M
derived; firm RAUM over IAPD count
Employees
24
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$4.6B as of Mar 27, 2026
Mar 27, 2012$2.4B then
HNW client RAUM$805M as of Mar 27, 2026
Mar 29, 2018$162M then
State-registered IARs (5.B.3)13 as of Mar 27, 2026
Mar 28, 201313 then
Employees (5.A)24 as of Mar 27, 2026
Mar 28, 201314 then
Private funds: no history
RAUM -8.5% over the last fiscal year+15% a year over threeIARs 17 to 13
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- $326MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $13.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -24%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.1%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.3B51%
- State and municipal entities$1.1B24%
- High-net-worth individuals$805M18%
- Charitable organizations$181M4.0%
- Corporations and businesses$84.0M1.8%
- Individuals$73.7M1.6%
- Pension and profit-sharing plans$5.8M0.1%
- Individual clients
- 108reported
- HNW clients
- 180reported
- Pension plan clients
- n/areported
- Charitable clients
- 13reported
- Accounts
- 339reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.51 institutional_share=0.28 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Herbert Wallace Albin | Edmonds, Wa | Oct 29, 2003 | 40 y | 1 |
| Susan Jane Schmatzhagen | Edmonds, Wa | Nov 15, 2003 | 24 y | 1 |
| Nancy Ann ZevenbergenChartered Financial Analyst | Edmonds, Wa | Nov 15, 2003 | 39 y | 1 |
| Stein Andre Hugus | Edmonds, Wa | Nov 15, 2003 | 25 y | 1 |
| Kevin Peter Knapp | Edmonds, Wa | Mar 2, 2005 | 39 y | 0 |
| Anthony Ray ZackeryChartered Financial Analyst | Edmonds, Wa | Jul 1, 2011 | 15 y | 0 |
| Joseph Evans DennisonChartered Financial Analyst | Edmonds, Wa | Nov 16, 2011 | 15 y | 0 |
| Danielle Nicole BlanchardChartered Financial Analyst | Edmonds, Wa | Dec 4, 2014 | 12 y | 0 |
| Ann Kubalanza Vavrousek | Edmonds, Wa | Nov 4, 2015 | 11 y | 0 |
| Christina Nicole Boggs | Edmonds, Wa | Sep 27, 2022 | 10 y | 0 |
| Thomas John Dickson | Edmonds, Wa | May 3, 2024 | 23 y | 0 |
| Manfred Kanther | Edmonds, Wa | Jun 7, 2024 | 21 y | 1 |
| Adrienne Tibbs | Edmonds, Wa | Mar 17, 2026 | 11 y | 0 |
| Brian Dean Ficken | Edmonds, Wa | Apr 8, 2026 | 15 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.1% of current headcount3 left over 36 months
Left, latest
- Jessica Elise Storey to Integrated Wealth Concepts LLCFeb 13, 2026 · Other
- Rocco Simplicio Pearson to Freestone Capital Management, LLCSep 9, 2025 · Other
- Amanda Jane Louise Stribrny to Coldstream Wealth ManagementMay 28, 2025 · Other
- Kristie Anne Garrett to Ep Wealth AdvisorsSep 6, 2023 · Other
- Justin Wyatt Buller to Empirical Wealth ManagementOct 24, 2019 · Other
- Deann Nichole Cross to Integrity Financial CorporationJul 26, 2007 · Other
Joined, latest
- Brian Dean Ficken from Cornerstone Advisors IncApr 8, 2026 · Other
- Manfred Kanther from Wells Fargo AdvisorsJun 7, 2024 · Other
- Kristie Anne Garrett from Brighton Jones LLCMar 10, 2021 · Other
- Nancy Ann Zevenbergen from Zevenbergen Capital, Inc.Nov 15, 2003 · Other
- Stein Andre Hugus from Zevenbergen Capital, Inc.Nov 15, 2003 · Other
- Deann Nichole Cross from Zevenbergen Capital, Inc.Nov 15, 2003 · Other
- Susan Jane Schmatzhagen from Zevenbergen Capital, Inc.Nov 15, 2003 · Other
- Herbert Wallace Albin from Zevenbergen Capital, Inc.Oct 29, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Evans Joseph Dennison · Principal, Portfolio Managercontrolsince 01/2023 · owns less than 5%
- Parker Alexa Kopicky · Principal, Chief Compliance Officer, Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- Ray Anthony Zackery · Principal, Portfolio Managercontrolsince 01/2023 · owns less than 5%
- Ann Nancy Zevenbergen · Director, President, Chief Investment Officercontrolsince 12/1986 · owns less than 5%
- Ann Nancy Zevenbergen · Sole Shareholdercontrolsince 10/2008 · owns 75% or more of Evenstar3 Inc.
Entity owners
- Zci Holdings LLC · LLC Memberdirect · owns 75% or more
- Evenstar3 Inc. · LLC Memberindirect · owns 50% to 75% of Zci Holdings LLC
- Virtus Investment Partners, Inc. · Sole Shareholderindirect · owns 75% or more of Virtus Partners, Inc. · public reporting company
- Virtus Partners, Inc. · LLC Memberdirect · owns less than 5%
- Virtus Partners, Inc. · LLC Memberindirect · owns 25% to 50% of Zci Holdings LLC
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Zevenbergen Capital Investments LLC as a related person
- 108784 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edmonds, Wa · principal | 13 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 27, 2026 to Sep 4, 2026
- Succession · false to unsetMar 27, 2026 to Sep 4, 2026
- Accounts · 324 to 339Mar 19, 2025 to Mar 27, 2026
- BD registered reps · 1 to 2Mar 19, 2025 to Mar 27, 2026
- Charity clients · 16 to 13Mar 19, 2025 to Mar 27, 2026
- Corporate clients · 34 to 29Mar 19, 2025 to Mar 27, 2026
- HNW clients · 138 to 180Mar 19, 2025 to Mar 27, 2026
- Individual clients · 126 to 108Mar 19, 2025 to Mar 27, 2026
- Employees · 25 to 24Mar 19, 2025 to Mar 27, 2026
- State-registered IARs · 17 to 13Mar 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $5.0B to $4.6BMar 19, 2025 to Mar 27, 2026
- HNW RAUM · $706M to $805MMar 19, 2025 to Mar 27, 2026
- Individual RAUM · $131M to $73.7MMar 19, 2025 to Mar 27, 2026
- Pension RAUM · $337M to $5.8MMar 19, 2025 to Mar 27, 2026
- RAUM · $5.0B to $4.6BMar 19, 2025 to Mar 27, 2026
- Related adviser · false to trueMar 19, 2025 to Mar 27, 2026
- Related bank · false to trueMar 19, 2025 to Mar 27, 2026
- Related broker-dealer · false to trueMar 19, 2025 to Mar 27, 2026
- Accounts · 327 to 324Mar 20, 2024 to Mar 19, 2025
- Advisory employees · 5 to 10Mar 20, 2024 to Mar 19, 2025
- Charity clients · 14 to 16Mar 20, 2024 to Mar 19, 2025
- Corporate clients · 32 to 34Mar 20, 2024 to Mar 19, 2025
- HNW clients · 143 to 138Mar 20, 2024 to Mar 19, 2025
- Individual clients · 127 to 126Mar 20, 2024 to Mar 19, 2025
- Employees · 24 to 25Mar 20, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 19, 2025
- State-registered IARs · 13 to 17Mar 20, 2024 to Mar 19, 2025
- Discretionary RAUM · $4.4B to $5.0BMar 20, 2024 to Mar 19, 2025
- HNW RAUM · $556M to $706MMar 20, 2024 to Mar 19, 2025
- Individual RAUM · $97.8M to $131MMar 20, 2024 to Mar 19, 2025
- Pension RAUM · $359M to $337MMar 20, 2024 to Mar 19, 2025
- RAUM · $4.4B to $5.0BMar 20, 2024 to Mar 19, 2025
- Accounts · 325 to 327Jan 2, 2024 to Mar 20, 2024
- Advisory employees · 7 to 5Jan 2, 2024 to Mar 20, 2024
- BD registered reps · 2 to 1Jan 2, 2024 to Mar 20, 2024
- Individual clients · 125 to 127Jan 2, 2024 to Mar 20, 2024
- Employees · 23 to 24Jan 2, 2024 to Mar 20, 2024
- State-registered IARs · 14 to 13Jan 2, 2024 to Mar 20, 2024
- Discretionary RAUM · $3.0B to $4.4BJan 2, 2024 to Mar 20, 2024
- HNW RAUM · $377M to $556MJan 2, 2024 to Mar 20, 2024
Signals
17 dated events
- Herbert Wallace Albin no longer holds an investment adviser registration (last listed at Zevenbergen Capital Investments Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jessica Elise Storey left Zevenbergen Capital Investments Llc for Integrated Wealth Concepts Llc (registered 2026-06-10)Feb 13, 2026 · Advisor changed firm · fact
- Rocco Simplicio Pearson left Zevenbergen Capital Investments Llc for Freestone Capital Management, Llc (registered 2025-09-03)Sep 9, 2025 · Advisor changed firm · fact
- Amanda Jane Louise Stribrny left Zevenbergen Capital Investments Llc for Coldstream Wealth Management (registered 2025-08-07)May 28, 2025 · Advisor changed firm · fact
- Zevenbergen Capital Investments Llc reported RAUM $4.4B, up 46% from $3.0B (2024-01-02 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- Kristie Anne Garrett left Zevenbergen Capital Investments Llc for Ep Wealth Advisors (registered 2023-12-05)Sep 6, 2023 · Advisor changed firm · fact
- Zevenbergen Capital Investments Llc reported RAUM $3.0B, down 38% from $4.9B (2023-01-04 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Ray Anthony Zackery (Principal, Portfolio Manager) appeared on Schedule A of Zevenbergen Capital Investments LlcJan 4, 2023 · Control person joined · fact
- Evans Joseph Dennison (Principal, Portfolio Manager) appeared on Schedule A of Zevenbergen Capital Investments LlcJan 4, 2023 · Control person joined · fact
- Brooke Donna Deboutray (Co-Chief Investment Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Campbell Leslie Tubbs (Chief Operating Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Wallace Herbert Albin (Chief Fixed Income Officer, Client Investment Advisor) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-08-10, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Christine Elise Foley (Chief Client Investment Advisor And Business Development Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2022-03-30, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Zevenbergen Capital Investments Llc reported RAUM $5.8B, up 113% from $2.7B (2020-06-26 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Lenford James Fasano (Managing Director) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2020-06-26, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Nicole Alexa Parker (Chief Compliance Officer) appeared on Schedule A of Zevenbergen Capital Investments LlcMar 29, 2021 · Control person joined · fact
- Wyatt Justin Buller (Chief Compliance Officer) no longer on Schedule A of Zevenbergen Capital Investments Llc (listed 2019-03-29, absent 2019-10-17)Oct 17, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/company/ZEVENBERGEN-CAPITAL-INVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ZCI.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-682-8469reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $326Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026