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RIA / WealthAdvisorCertified Financial Planner25 years in industry

KRISTIE ANNE GARRETT

Advisor at EP WEALTH ADVISORS

TORRANCE, CA | Seattle, WA

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Search this name across graphsid dfx:ria:eaf30ed4-e74d-a811-32aa-de023fc00543

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 11, 2001
First registration: Jan 25, 2001
Dual registered: no
Other names: KRISTIE ANNE THOMAS
IAPD individual key: 4060615

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Dec 5, 2023	n/a	yes	Seattle, WA\|TORRANCE, CA	Current employment
ZEVENBERGEN CAPITAL INVESTMENTS LLC	Other adviser	Mar 10, 2021	Sep 6, 2023	no	Seattle, WA	Previous registration
BRIGHTON JONES LLC	Independent wealth	Dec 3, 2015	Oct 20, 2020	no	SEATTLE, WA	Previous registration
BRIGHTON JONES LLC	Independent wealth	Dec 3, 2015	Dec 31, 2016	no	SEATTLE, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 25, 2001	May 12, 2009	no	Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZEVENBERGEN CAPITAL INVESTMENTS LLC	EP WEALTH ADVISORS	Sep 6, 2023	Dec 5, 2023	90	Firm change	Other
BRIGHTON JONES LLC	ZEVENBERGEN CAPITAL INVESTMENTS LLC	Oct 20, 2020	Mar 10, 2021	141	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BRIGHTON JONES LLC	May 12, 2009	Dec 3, 2015	2,396	Firm change after gap	Other

Relationships

Registered with (4)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Dec 5, 2023 to presentfactForm ADV
→ ZEVENBERGEN CAPITAL INVESTMENTS LLCRegistered adviserregistration: previous registration
Mar 10, 2021 to Sep 6, 2023factForm ADV
→ BRIGHTON JONES LLCRegistered adviserregistration: previous registration
Dec 3, 2015 to Oct 20, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 25, 2001 to May 12, 2009factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
Kristie Anne Garrett left Zevenbergen Capital Investments Llc for Ep Wealth Advisors (registered 2023-12-05)
Form ADVobserved 5 days ago