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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Chad Wayne Toriello

Advisor at NEUBERGER BERMAN BD LLC

MANALAPAN, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:32379fdb-6240-1a45-cca8-9aed7c6ae4c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEUBERGER BERMAN BD LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Apr 8, 1997
First registration: Jun 27, 2003
Dual registered: yes, broker-dealer
Other names: CHAD WAYNE TORIELLO|Chad Toriello
IAPD individual key: 2693958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEUBERGER BERMAN BD LLC	No RAUM reported	Feb 19, 2021	n/a	yes	NEW YORK, NY\|MANALAPAN, NJ	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 26, 2013	Feb 12, 2021	no	NEW YORK, NY	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Feb 22, 2011	Jul 19, 2013	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Jun 12, 2006	Jun 8, 2010	no	NEW YORK, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 27, 2003	Jun 15, 2006	no	JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	NEUBERGER BERMAN BD LLC	Feb 12, 2021	Feb 19, 2021	7	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	CITIGROUP GLOBAL MARKETS INC.	Jul 19, 2013	Jul 26, 2013	7	Firm change	Other
NEUBERGER BERMAN BD LLC	DEUTSCHE BANK SECURITIES INC.	Jun 8, 2010	Feb 22, 2011	259	Firm change	Other
TD AMERITRADE, INC.	NEUBERGER BERMAN BD LLC	Jun 15, 2006	Jun 12, 2006	-3	Firm change	Other

Relationships

Registered with (4)

→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Jun 12, 2006 to Jun 8, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 26, 2013 to Feb 12, 2021factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Feb 22, 2011 to Jul 19, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 27, 2003 to Jun 15, 2006factForm ADV

Dated events

No dated event names this entity yet.