DFX Intelligence

K•••••• L••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

K•••••• L••• M•••••••

Advisor at N•• A••••••• S•••••••• L••

CARTERSVILLE, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 2, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A••••••• S•••••••• L••	State registered	Feb 3, 2017	n/a	yes	CARTERSVILLE, GA	Current employment
N•• A••••••• S•••••••• L••	State registered	Aug 28, 2014	Dec 31, 2016	no	CARTERSVILLE, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• • R••••••••• P••• S••••• L••	N•• A••••••• S•••••••• L••	Dec 31, 2010	Aug 28, 2014	1,336	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	M••••••• C•••••• • R••••••••• P••• S••••• L••	Dec 12, 2003

Relationships

Registered with (3)

→ N•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2014 to Dec 31, 2016factForm ADV
→ M••••••• C•••••• • R••••••••• P••• S••••• L••Registered adviserregistration: previous registration
Mar 9, 2006 to Dec 31, 2010factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 18, 1999 to Dec 12, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 18, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.