RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• L••• M•••••••
- Professional profile
- LINKEDIN.COM/IN/L•••-M•••••••-JD-MBA-CFP-77A727103reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•• A••••••• S•••••••• L•• state registered currentsince Feb 3, 2017 · Cartersville, Ga
- N•• A••••••• S•••••••• L•• state registeredAug 28, 2014 to Dec 31, 2016 · Cartersville, Ga
- M••••••• C•••••• • R••••••••• P••• S••••• L•• unclassifiedMar 9, 2006 to Dec 31, 2010 · Cartersville, Ga
- M••••••• C•••••• • R••••••••• P••• S••••• L•• unclassifiedFeb 22, 2005 to Dec 31, 2005
- M••••••• C•••••• • R••••••••• P••• S••••• L•• unclassifiedAug 16, 2004 to Dec 31, 2004 · Cartersville, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDSep 18, 1999 to Dec 12, 2003 · Cartersville, Ga
- M••••••• C•••••• • R••••••••• P••• S••••• L•• to N•• A••••••• S•••••••• L••left Dec 31, 2010, registered Aug 28, 2014 (1336 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••••• C•••••• • R••••••••• P••• S••••• L••left Dec 12, 2003, registered Aug 16, 2004 (248 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address