DFX Intelligence

G•••••• E• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

G•••••• E• G•••••

Advisor at C••••••• P•••••••• I•••

Oakland, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:325c9b81-81d6-231b-789e-f7b0dcba043e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Oct 19, 2023	n/a	yes	Oakland, CA\|NEW YORK, NY	Current employment
C••••••• A•••••••• I•••	Former SEC adviser	Apr 8, 2021	Nov 27, 2023	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••• I•••	C••••••• P•••••••• I•••	Nov 27, 2023	Oct 19, 2023	-39	Firm change after gap	RIA to RIA
M••••• S••••••	C••••••• A•••••••• I•••	Mar 19, 2021	Apr 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
306341:171787:CA:2023-11-27	Nov 27, 2023	Oct 19, 2023	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (7)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Oct 19, 2023 to presentfactForm ADV
→ C••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2021 to Nov 27, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 13, 2018 to Mar 19, 2021factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:325c9b81-81d6-231b-789e-f7b0dcba043e
First observed: Aug 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.