DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gabriel E Garcia

Compound Planning, Inc.independent RIAOakland, Ca IA-onlyIAPD 5519983

Feed of 09/14/2026

Also filed as Gabriel Eloy Garcia

At current firm

2 y

since Oct 19, 2023

In the industry

18 y

since Aug 4, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principal Wealth Advisorreportedcompoundplanning.comfirm site, Sep 15, 2026
Partner or owner: “Principal Wealth Advisor”reportedcompoundplanning.comthe sentence on the bio page
Professional profile: compoundplanning.com/company/team/gabriel-garciareportedcompoundplanning.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Compound Planning, Inc. independent RIA current
since Oct 19, 2023 · Oakland, Ca
Compound Advisers, Inc. former
Apr 8, 2021 to Nov 27, 2023 · San Francisco, Ca
Morgan Stanley wirehouse
Feb 13, 2018 to Mar 19, 2021 · Palo Alto, Ca
J.P. Morgan Private Wealth Advisors LLC former
Aug 21, 2013 to Feb 12, 2018 · San Francisco, Ca
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Aug 21, 2013 · Mountain View, Ca
Wells Fargo Investments, LLC unclassified
Oct 28, 2009 to Jan 3, 2011 · Mountain View, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 15, 2008 to Feb 12, 2009 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

Compound Advisers, Inc. to Compound Planning, Inc.
left Nov 27, 2023, registered Oct 19, 2023 (-39 days) · RIA to RIA · moved with a team
Morgan Stanley to Compound Advisers, Inc.
left Mar 19, 2021, registered Apr 8, 2021 (20 days) · Wirehouse to independent RIA
J.P. Morgan Private Wealth Advisors LLC to Morgan Stanley
left Feb 12, 2018, registered Feb 13, 2018 (1 days) · Other
Wells Fargo Advisors to J.P. Morgan Private Wealth Advisors LLC
left Aug 21, 2013, registered Aug 21, 2013 (0 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Investments, LLC
left Feb 12, 2009, registered Oct 28, 2009 (258 days) · Other

Signals

Gabriel E Garcia left Compound Advisers, Inc. for Compound Planning, Inc. (registered 2023-10-19)
Nov 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address