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Advisor at RIA ADVISORY GROUP, LLC
DES MOINES, IA | Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIA ADVISORY GROUP, LLC | Independent wealth | Aug 6, 2020 | n/a | yes | DES MOINES, IA|Sioux Falls, SD | Current employment |
| BALEFIRE, LLC | Independent wealth | Apr 6, 2018 | Aug 11, 2020 | no | Sioux Falls, SD | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 18, 2012 | Feb 12, 2018 | no | LUVERNE, MN|SIOUX FALLS, SD|LUVERNE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BALEFIRE, LLC | RIA ADVISORY GROUP, LLC | Aug 11, 2020 | Aug 6, 2020 | -5 | Firm change | RIA to RIA |
| PRINCIPAL SECURITIES, INC. | BALEFIRE, LLC | Feb 12, 2018 | Apr 6, 2018 | 53 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168733:152566:SD:2020-08-11 | Aug 11, 2020 | Aug 6, 2020 | SIOUX FALLS, SD | Firm change |