RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• J• K•••••••••
- R•• A••••••• G••••• L•• independent RIA currentsince Aug 6, 2020 · Des Moines, Ia
- B•••••••• L•• independent RIAApr 6, 2018 to Aug 11, 2020 · Sioux Falls, Sd
- P•••••••• S••••••••• I••• BD affiliatedOct 18, 2012 to Feb 12, 2018 · Luverne, Mn
- B•••••••• L•• to R•• A••••••• G••••• L••left Aug 11, 2020, registered Aug 6, 2020 (-5 days) · RIA to RIA · moved with a team
- P•••••••• S••••••••• I••• to B•••••••• L••left Feb 12, 2018, registered Apr 6, 2018 (53 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address