DFX Intelligence

D••• B•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist23 years in industry

D••• B•••••• K•••••

Advisor at W••••• C•••• F••••••••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3271f217-604e-7823-132f-3d84c3993c4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• C•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• C•••• F••••••••	Independent wealth	Jul 28, 2022	n/a	yes	SAN DIEGO, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 19, 2016	Dec 21, 2016	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W••••• C•••• F••••••••	Dec 21, 2016	Jul 28, 2022	2,045	Firm change after gap	Ibd to RIA
G•••• W••••• M••••••••• L••	A••••••••• F•••••••• S•••••••• L••	May 20, 2016	Jul 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:285670:CA:2016-12-20	Dec 21, 2016	Jul 28, 2022	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ W••••• C•••• F••••••••Registered adviserregistration: current employment
Jul 28, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2016 to Dec 21, 2016factForm ADV
→ G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2014 to May 20, 2016factForm ADV
→ S•••••• P•••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3271f217-604e-7823-132f-3d84c3993c4b
First observed: Jul 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.