This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 10, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jul 10, 2000

First registration

Jul 17, 2009

Dual registered

yes, broker-dealer

Other names

JIM JACOBS|JAMES L. JACOBS

IAPD individual key

4091271

• Occurred

  Dec 18, 2025
  Advisor changed firm

  James Lewis Jacobs left Newedge Advisors for Lpl Financial Llc (registered 2025-09-17)

  Form ADVobserved 6 days ago
• Occurred

  Oct 31, 2023
  Advisor changed firm

  James Lewis Jacobs left Mml Investors Services, Llc for Newedge Advisors (registered 2023-10-31)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:328ae629-acbe-2701-8970-8dae5d0fa71c

First observed

Jul 17, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.