RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••• J•••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2025 · Brunswick, Ga
- N•••••• A••••••• BD affiliatedOct 31, 2023 to Dec 18, 2025 · Brunswick, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 17, 2009 to Oct 31, 2023 · St. Simons Island, Ga
- N•••••• A••••••• to L•• F•••••••• L••left Dec 18, 2025, registered Sep 17, 2025 (-92 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to N•••••• A•••••••left Oct 31, 2023, registered Oct 31, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- J•••• L•••• J••••• left N•••••• A••••••• for L•• F•••••••• L•• (registered 2025-09-17)Dec 18, 2025 · Advisor changed firm · fact
- J•••• L•••• J••••• left M•• I•••••••• S•••••••• L•• for N•••••• A••••••• (registered 2023-10-31)Oct 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address