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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Christopher Lee Vazquez

Advisor at OSAIC WEALTH, INC.

MANHASSET, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 22, 2003
First registration: Aug 29, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2682454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	MANHASSET, NY	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 16, 2020	Jan 19, 2024	no	Manhasset, NY\|MANHASSET, NY	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Feb 10, 2016	Aug 28, 2020	no	New York, NY\|Brooklyn, NY\|JACKSON HEIGHTS, NY\|Jackson Heights, NY\|Jackson Heights, NY\|Scotch Plains, NJ\|JACKSON HEIGHTS, NY\|BAYSIDE, NY\|SHORT HILLS, NJ\|Jackson Heights, NY\|SOMERVILLE, NJ\|Melville, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 31, 2011	Feb 1, 2016	no	LONG ISLAND CITY, NY\|MIDDLE VILLAGE, NY\|GARDEN CITY, NY\|MIDDLE VILLAGE, NY\|KEW GARDENS, NY\|MIDDLE VILLAGE, NY\|FLUSHING, NY\|FLUSHING, NY\|SEAFORD, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 6, 2010	Mar 24, 2011	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 15, 2009	Aug 13, 2010	no	LONG ISLAND CITY, NY\|LONG ISLAND CITY, NY\|LONG ISLAND CITY, NY\|FLUSHING, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 22, 2008	Dec 11, 2009	no	BALDWIN, NY\|FREEPORT, NY\|HEMPSTEAD, NY\|FREEPORT, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 17, 2008	Dec 18, 2008	no	SOUTH OZONE PARK, NY\|OAK BROOK, IL\|LAKE SUCCESS, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2008	Jun 9, 2008	no	NEW ROCHELLE, NY\|CORONA, NY\|NEW YORK, NY\|NEW YORK, NY\|JAMAICA, NY\|BROOKLYN, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
IFMG SECURITIES, INC.	n/a	Jan 4, 2007	Mar 4, 2008	no	NEW YORK, NY\|NEW YORK, NY\|BROOKLYN, NY\|JAMAICA, NY\|NEW ROCHELLE, NY\|CORONA, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
IFMG SECURITIES, INC.	n/a	Apr 7, 2004	Dec 20, 2006	no	NORTH MIAMI BEACH, FL\|NEW YORK, NY\|JAMAICA, NY\|NEW ROCHELLE, NY\|NEW YORK, NY\|CORONA, NY\|NEW YORK, NY\|BROOKLYN, NY\|NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 29, 2003	Mar 25, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
SANTANDER SECURITIES	WOODBURY FINANCIAL SERVICES, INC.	Aug 28, 2020	Oct 16, 2020	49	Firm change	Ibd to ibd
LPL FINANCIAL LLC	SANTANDER SECURITIES	Feb 1, 2016	Feb 10, 2016	9	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Mar 24, 2011	Mar 31, 2011	7	Firm change	Other
LPL FINANCIAL LLC	CHASE INVESTMENT SERVICES CORP.	Aug 13, 2010	Aug 6, 2010	-7	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Dec 11, 2009	Dec 15, 2009	4	Firm change	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Dec 18, 2008	Dec 22, 2008	4	Firm change	Other
LPL FINANCIAL LLC	EQUITABLE ADVISORS, LLC	Jun 9, 2008	Jun 17, 2008	8	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 4, 2008	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	IFMG SECURITIES, INC.	Mar 25, 2004	Apr 7, 2004	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
41791:421:NY:2020-08-28	Aug 28, 2020	Oct 16, 2020	MELVILLE, NY	Firm change

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 16, 2020 to Jan 19, 2024factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Feb 10, 2016 to Aug 28, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 31, 2011 to Feb 1, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 6, 2010 to Mar 24, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 17, 2008 to Dec 18, 2008factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jan 4, 2007 to Mar 4, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 29, 2003 to Mar 25, 2004factForm ADV

Dated events

No dated event names this entity yet.