DFX Intelligence

K•••• R••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

K•••• R••• K••••••••

Advisor at A••• A••••••• P•••••••

Cleveland Heights, OH | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Sep 10, 2025	n/a	yes	Cleveland Heights, OH\|NEW YORK, NY	Current employment
K•••••••• • A••••••••• L•••	Former SEC adviser	Jan 11, 2008	Oct 24, 2025	no	CLEVELAND HEIGHTS, OH\|CLEVELAND HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• • A••••••••• L•••	A••• A••••••• P•••••••	Oct 24, 2025	Sep 10, 2025	-44	Firm change after gap	RIA to RIA
V•• C•••• A•••• M••••••••• I••	K•••••••• • A••••••••• L•••	Nov 24, 2009	Jan 11, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
146015:133535:OH:2025-10-24	Oct 24, 2025	Sep 10, 2025	CLEVELAND HEIGHTS, OH	Firm change after gap

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ K•••••••• • A••••••••• L•••Registered adviserregistration: previous registration
Jan 11, 2008 to Oct 24, 2025factForm ADV
→ V•• C•••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Feb 1, 2006 to Nov 24, 2009factForm ADV
→ M••••• W•••••• L••

Dated events

Order

Occurred
24 Oct 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.