DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Rose Kleinhenz
Feed of 09/14/2026
Also filed as Karen R Hren
At current firm
1 y
since Sep 10, 2025
In the industry
23 y
since Jan 1, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince Sep 10, 2025 · Cleveland Heights, Oh
- Kleinhenz & Associates Ltd. formerJan 11, 2008 to Oct 24, 2025 · Cleveland Heights, Oh
- Van Cleef Asset Management Inc independent RIAFeb 1, 2006 to Nov 24, 2009 · Beachwood, Oh
- Marcum Wealth, LLC formerApr 14, 2005 to Sep 28, 2005 · Mayfield Village, Oh
- Stifel Independent Advisors, LLC BD affiliatedJul 29, 2004 to Mar 16, 2005 · Mayfield Village, Oh
Moves
a registration end followed by a registration begin elsewhere
- Kleinhenz & Associates Ltd. to Arax Advisory Partnersleft Oct 24, 2025, registered Sep 10, 2025 (-44 days) · RIA to RIA · moved with a team
- Van Cleef Asset Management Inc to Kleinhenz & Associates Ltd.left Nov 24, 2009, registered Jan 11, 2008 (-683 days) · Other
- Marcum Wealth, LLC to Van Cleef Asset Management Incleft Sep 28, 2005, registered Feb 1, 2006 (126 days) · Other
- Stifel Independent Advisors, LLC to Marcum Wealth, LLCleft Mar 16, 2005, registered Apr 14, 2005 (29 days) · Other
Signals
- Karen Rose Kleinhenz left Kleinhenz & Associates Ltd. for Arax Advisory Partners (registered 2025-09-10)Oct 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address