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RIA / WealthAdvisor26 years in industry

DENISE M OBRIEN

Advisor at USI ADVISORS

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:330400a1-6909-f1e1-3f00-0a1b99dbee56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USI ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 6, 2000
First registration: Jun 4, 2003
Dual registered: no
Other names: DENISE M OBRIEN
IAPD individual key: 3216507

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USI ADVISORS	Institutional manager	Aug 8, 2007	n/a	yes	GLASTONBURY, CT	Current employment
MERRILL LYNCH TRUST COMPANY	n/a	Jun 28, 2006	Aug 3, 2006	no	HARTFORD, CT\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 28, 2006	Aug 3, 2006	no	HARTFORD, CT\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Jun 6, 2006	no	HARTFORD, CT\|NEW YORK, NY	Previous registration
ADVEST TRUST	n/a	Sep 2, 2004	Dec 12, 2005	no	HARTFORD, CT	Previous registration
ADVEST TRUST COMPANY	n/a	Jun 20, 2003	Sep 10, 2004	no	HARTFORD, CT	Previous registration
ADVEST, INC.	n/a	Jun 4, 2003	Mar 8, 2006	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH TRUST COMPANY	USI ADVISORS	Aug 3, 2006	Aug 8, 2007	370	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH TRUST COMPANY	Aug 3, 2006	Jun 28, 2006	-36	Firm change after gap	Other
ADVEST, INC.	ADVEST TRUST COMPANY	Mar 8, 2006	Jun 20, 2003	-992	Firm change after gap	Other
ADVEST TRUST	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 12, 2005	Mar 8, 2006	86	Firm change	Other
ADVEST TRUST COMPANY	ADVEST TRUST	Sep 10, 2004	Sep 2, 2004	-8	Firm change	Other

Relationships

Registered with (5)

→ USI ADVISORSRegistered adviserregistration: current employment
Aug 8, 2007 to presentfactForm ADV
→ MERRILL LYNCH TRUST COMPANYRegistered adviserregistration: previous registration
Jun 28, 2006 to Aug 3, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 28, 2006 to Aug 3, 2006factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jun 4, 2003 to Mar 8, 2006factForm ADV
→ ADVEST TRUSTRegistered adviserregistration: previous registration
Sep 2, 2004 to Dec 12, 2005factForm ADV

Dated events

No dated event names this entity yet.