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Feed of 09/14/2026
Also filed as D••••• M• O•••••
At current firm
19 y
since Aug 8, 2007
In the industry
26 y
since Apr 6, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• A••••••• institutional currentsince Aug 8, 2007 · Glastonbury, Ct
- M•••••• L•••• T•••• C•••••• unclassifiedJun 28, 2006 to Aug 3, 2006 · Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 28, 2006 to Aug 3, 2006 · Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2006 to Jun 6, 2006 · Hartford, Ct
- A••••• T•••• unclassifiedSep 2, 2004 to Dec 12, 2005 · Hartford, Ct
- A••••• T•••• C•••••• unclassifiedJun 20, 2003 to Sep 10, 2004 · Hartford, Ct
- A•••••• I••• unclassifiedJun 4, 2003 to Mar 8, 2006 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L•••• T•••• C•••••• to U•• A•••••••left Aug 3, 2006, registered Aug 8, 2007 (370 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• L•••• T•••• C••••••left Aug 3, 2006, registered Jun 28, 2006 (-36 days) · Other
- A•••••• I••• to A••••• T•••• C••••••left Mar 8, 2006, registered Jun 20, 2003 (-992 days) · Other
- A••••• T•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 12, 2005, registered Mar 8, 2006 (86 days) · Other
- A••••• T•••• C•••••• to A••••• T••••left Sep 10, 2004, registered Sep 2, 2004 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address