RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• O•••• R•••
- I••••••• W••••• M••••••••• L•• independent RIA currentsince Jul 3, 2025 · M•••••••, Ca
- C••••••• P••••••• independent RIAApr 1, 2025 to May 21, 2025 · Overland Park, Ks
- M••••••• P•••••• W•••••• I••• formerNov 16, 2018 to Apr 21, 2025 · Pleasanton, Ca
- C••••••• P••••••• to I••••••• W••••• M••••••••• L••left May 21, 2025, registered Jul 3, 2025 (43 days) · RIA to RIA
- M••••••• P•••••• W•••••• I••• to C••••••• P•••••••left Apr 21, 2025, registered Apr 1, 2025 (-20 days) · RIA to RIA · moved with a team
- J•••• O•••• R••• left C••••••• P••••••• for I••••••• W••••• M••••••••• L•• (registered 2025-07-03)May 21, 2025 · Advisor changed firm · fact
- J•••• O•••• R••• left M••••••• P•••••• W•••••• I••• for C••••••• P••••••• (registered 2025-04-01)Apr 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address