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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Jeffrey Michael Miner

Advisor at SCHWAB WEALTH ADVISORY, INC.

Seattle, WA

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Search this name across graphsid dfx:ria:330c78e4-effd-2eb9-f9c1-47a16b45ad9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 26, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 26, 2001
First registration: Jan 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4478731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 15, 2025	n/a	yes	Seattle, WA	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 22, 2015	Apr 18, 2017	no	LONE TREE, CO	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Mar 8, 2005	May 8, 2006	no	DENVER, CO	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 3, 2003	Oct 8, 2004	no	LITTLETON, CO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 9, 2002	Apr 25, 2002	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CURIAN CAPITAL, LLC	SCHWAB WEALTH ADVISORY, INC.	May 8, 2006	Jul 22, 2015	3,362	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	CURIAN CAPITAL, LLC	Oct 8, 2004	Mar 8, 2005	151	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Apr 25, 2002	Jul 3, 2003	434	Firm change after gap	Other

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jul 22, 2015 to Apr 18, 2017factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Mar 8, 2005 to May 8, 2006factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 3, 2003 to Oct 8, 2004factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 9, 2002 to Apr 25, 2002factForm ADV

Dated events

No dated event names this entity yet.