RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• M••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 15, 2025 · Seattle, Wa
- S••••• W••••• A•••••••• I••• no RAUMJul 22, 2015 to Apr 18, 2017 · Lone Tree, Co
- C••••• C••••••• L•• formerMar 8, 2005 to May 8, 2006 · Denver, Co
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 3, 2003 to Oct 8, 2004 · Littleton, Co
- A••••••••• F•••••••• S•••••••• L•• national BDJan 9, 2002 to Apr 25, 2002 · Denver, Co
- C••••• C••••••• L•• to S••••• W••••• A•••••••• I•••left May 8, 2006, registered Jul 22, 2015 (3362 days) · Other
- A••••••••• A•••••• S•••••••• I••• to C••••• C••••••• L••left Oct 8, 2004, registered Mar 8, 2005 (151 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A••••••••• A•••••• S•••••••• I•••left Apr 25, 2002, registered Jul 3, 2003 (434 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address