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S•••• E•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

S•••• E•••••• S••••••

Advisor at I•••••••• W••••• L••

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:330d23ce-1910-a81d-6fae-a1bb761a9c24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• W••••• L••	Independent wealth	Jan 17, 2025	n/a	yes	EUGENE, OR	Current employment
T••• P•••••• W••••• A•••••••• L••	Independent wealth	May 4, 2018	Jul 10, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••• P•••••• W••••• A•••••••• L••	I•••••••• W••••• L••	Jul 10, 2024	Jan 17, 2025	191	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••• P•••••• W••••• A•••••••• L••	May 8, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164947:330809:OR:2024-07-10	Jul 10, 2024	Jan 17, 2025	SALEM, OR	Firm change
7691:164947:OR:2018-05-08	May 8, 2018	May 4, 2018	EUGENE, OR	Firm change

Relationships

Registered with (6)

→ I•••••••• W••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ T••• P•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 4, 2018 to Jul 10, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 8, 2010 to May 8, 2018factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Jul 10, 2024
Advisor changed firm
S•••• E•••••• S•••••• left T••• P•••••• W••••• A•••••••• L•• for I•••••••• W••••• L•• (registered 2025-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:330d23ce-1910-a81d-6fae-a1bb761a9c24
First observed: Oct 18, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.