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CRD 330809
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• C••• C••••• | Certified Financial Planner | EUGENE, OR | 2 | 14 | 2 | no |
| M•••••• J•••• M•••••••• | Certified Financial Planner | EUGENE, OR | 2 | 10 | 5 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• J••••• C••• | Owner | E | yes | 07/2018 | Apr 6, 2024 | Dec 20, 2024 |
| C•••••• J••••• C••• | Principal | Na | yes | 04/2024 | Apr 6, 2024 | Dec 20, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Brookings | Or | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 6, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 6 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $305M | $260M | 17.1% | n/a | n/a | 6 | 6 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T••• P•••••• W••••• A•••••••• L•• | 3 | Jul 10, 2024 | Jan 17, 2025 | SALEM, OR | Team lift out | RIA to new firm | 23.1% |
| no |
| T••••• L••• H••••• | n/a | EUGENE, OR | 1 | 11 | 4 | no |
| S•••• E•••••• S•••••• | Certified Financial Planner | EUGENE, OR | 1 | 30 | 5 | no |
| C•••••• R•••••• B•••••••• | Certified Financial Planner | Brookings, OR | EUGENE, OR | 0 | 28 | 3 | no |
| J••••••• S•• P••••••• | n/a | EUGENE, OR | 0 | 12 | 2 | no |
| Owner |
| E |
| yes |
| 07/2018 |
| Apr 6, 2024 |
| Dec 20, 2024 |
| S••••••• S••••• E•••••• | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | Na | yes | 04/2024 | Apr 6, 2024 | Dec 20, 2024 |
| S••• I••• | MANAGING MEMBER | D | yes | 04/2024 | Apr 6, 2024 | Dec 20, 2024 |
| W••••• P•••••• I••• | MANAGING MEMBER | C | yes | 04/2024 | Apr 6, 2024 | Dec 20, 2024 |
| $305M |
| $283M |
| 6 |
| 5 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 24, 2025 | $260M | $246M | 6 | 5 | 1 | n/a | n/a |