This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 22, 2023

First registration

Mar 14, 2023

Dual registered

yes, broker-dealer

Other names

Francisco Zapata-Fernandez|Francisco Fernandez|Francisco T Zapata-Fernandez

IAPD individual key

7086381

• Occurred

  Jul 10, 2024
  Advisor changed firm

  Francisco Zapata-Fernandez left Citizens Securities, Inc. for J.P. Morgan Securities Llc (registered 2024-09-24)

  Form ADVobserved 5 days ago
• Occurred

  Nov 13, 2023
  Advisor changed firm

  Francisco Zapata-Fernandez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citizens Securities, Inc. (registered 2023-11-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:330eba40-7263-d3df-1199-bee995f10699

First observed

Mar 14, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.