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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

KINTRA INVESTMENTS, LLC

CRD 328478

MARYSVILLE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:331fc9d3-ab14-3644-9329-7c503c3f1eab

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Oct 2, 2023 to Jul 20, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113MItem 5.F on the latest filing (2026-07-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $113M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $14.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-128995
CIK: 2020726
CRD: 328478
Filings on the tape: 10
First filed: Oct 2, 2023
Latest filed: Jul 20, 2026
Organised: Limited Liability Company, OH
Website: mccarthyandcox.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEAN, WESLEY, WAYNE	CHIEF INVESTMENT OFFICER	Na	yes	10/2023	Oct 2, 2023	Dec 19, 2024
COLLINS, MEGAN, MCCARTHY	Advisor	B	yes	01/2021	Oct 2, 2023	Dec 19, 2024
COX, JAMES, B	CHIEF EXECUTIVE OFFICER	D	yes	01/2021	Oct 2, 2023	Dec 19, 2024
DALTON, TONY, EDWARD	CHIEF OPERATING OFFICER	Na	yes	10/2023	Oct 2, 2023	Dec 19, 2024
FINNEY, MARK, ROBERT	CHIEF COMPLIANCE OFFICER	B	yes	01/2021	Oct 2, 2023	Dec 19, 2024
MICKELSON, RYAN, EDWIN	Advisor	B	yes	01/2021	Dec 19, 2024	Dec 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$113M	$113M	20	2	1	n/a	n/a
2024	Mar 5, 2025	$642M	$642M	20	8	1	n/a	n/a
2023	Mar 1, 2024	$571M	$571M	20	8	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	8	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	$642M	-82.4%	n/a	n/a	3	20	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	8	Dec 31, 2023	Dec 21, 2023	MARYSVILLE, OH	Team lift out	Ibd to new firm	0.3%

Relationships

Registered with (8)

← TONY EDWARD DALTONAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← WESLEY WAYNE BEANAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← JAMES B COXAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← MARK ROBERT FINNEYAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← RYAN EDWIN MICKELSONAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← MEGAN MCCARTHY COLLINSAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← Jonathan Wade LawrenceAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← Quinn MickelsonAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV

Controls (6)

← DALTON, TONY, EDWARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 2, 2023 to Dec 19, 2024factForm ADV
← BEAN, WESLEY, WAYNEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 2, 2023 to Dec 19, 2024factForm ADV
← COX, JAMES, BOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Oct 2, 2023 to Dec 19, 2024factForm ADV
← FINNEY, MARK, ROBERTOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Oct 2, 2023 to Dec 19, 2024factForm ADV
← MICKELSON, RYAN, EDWINOwnerADVISOR, ownership code B, individual
Dec 19, 2024 to Dec 19, 2024factForm ADV
← COLLINS, MEGAN, MCCARTHYOwnerADVISOR, ownership code B, individual
Oct 2, 2023 to Dec 19, 2024factForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser8 advisors, team lift out, same day
Dec 31, 2023 to Dec 21, 2023factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Kintra Investments, Llc reported RAUM $112.8M, down 82% from $641.8M (2026-02-13 to 2026-03-31)
Form ADVobserved 5 days ago
$-529M
Occurred
Dec 19, 2024
Control person joined
Edwin Ryan Mickelson (Advisor) appeared on Schedule A of Kintra Investments, Llc
Form ADVobserved 5 days ago
Occurred
Feb 5, 2024
Control person left
Allen Thomas Mccarthy (Owner) no longer on Schedule A of Kintra Investments, Llc (listed 2023-10-02, absent 2024-02-05)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Team lift-out
8 advisors left Commonwealth Financial Network (Marysville, OH) for Kintra Investments, LLC on the same day
Form ADVobserved 5 days ago
8 advisors
Occurred
Oct 2, 2023
First Form ADV filing
Mccarthy & Cox Retirement & Estate Specialists Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:331fc9d3-ab14-3644-9329-7c503c3f1eab
First observed: Oct 2, 2023
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KINTRA INVESTMENTS, LLC

CRD 328478

MARYSVILLE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:331fc9d3-ab14-3644-9329-7c503c3f1eab

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEAN, WESLEY, WAYNE

CHIEF INVESTMENT OFFICER

yes

10/2023

Oct 2, 2023

Dec 19, 2024

COLLINS, MEGAN, MCCARTHY

Advisor

yes

01/2021

Oct 2, 2023

Dec 19, 2024

COX, JAMES, B

CHIEF EXECUTIVE OFFICER

yes

01/2021

Oct 2, 2023

Dec 19, 2024

DALTON, TONY, EDWARD

CHIEF OPERATING OFFICER

yes

10/2023

Oct 2, 2023

Dec 19, 2024

FINNEY, MARK, ROBERT

CHIEF COMPLIANCE OFFICER

yes

01/2021

Oct 2, 2023

Dec 19, 2024

MICKELSON, RYAN, EDWIN

Advisor

yes

01/2021

Dec 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$113M

n/a

2024

Mar 5, 2025

$642M

n/a

2023

Mar 1, 2024

$571M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$113M

$642M

-82.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Dec 31, 2023

Dec 21, 2023

MARYSVILLE, OH

Team lift out

Ibd to new firm

0.3%