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RIA / WealthAdvisorCertified Financial Planner23 years in industry

JAMES B COX

Advisor at KINTRA WEALTH, LLC

WILLIAMSPORT, PA | Marysville, OH | MARYSVILLE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5cf46e3d-6866-fffa-cf60-9063b3c1904d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINTRA WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 24, 2003
First registration: Dec 4, 2003
Dual registered: no
IAPD individual key: 4650773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINTRA WEALTH, LLC	Independent wealth	Mar 2, 2026	n/a	yes	Marysville, OH\|WILLIAMSPORT, PA	Current employment
KINTRA INVESTMENTS, LLC	Asset manager	Dec 21, 2023	n/a	yes	MARYSVILLE, OH	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 23, 2007	Dec 31, 2023	no	DELAWARE, OH\|LARUE, OH\|PLAIN CITY, OH\|RICHWOOD, OH\|HUNTSVILLE, OH\|MARYSVILLE, OH\|WALTHAM, MA\|MARYSVILLE, OH\|COLUMBUS, OH\|DUBLIN, OH\|Marysville, OH\|Marysville, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Mar 2, 2004	Jan 23, 2007	no	COLUMBUS, OH\|MARYSVILLE, OH\|COLUMBUS, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 4, 2003	Feb 17, 2004	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	KINTRA INVESTMENTS, LLC	Dec 31, 2023	Dec 21, 2023	-10	Firm change	Ibd to new firm
OSAIC FA, INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 23, 2007	Jan 23, 2007	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OSAIC FA, INC.	Feb 17, 2004	Mar 2, 2004	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:328478:OH:2023-12-31	Dec 31, 2023	Dec 21, 2023	MARYSVILLE, OH	Firm change

Relationships

Registered with (5)

→ KINTRA WEALTH, LLCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ KINTRA INVESTMENTS, LLCRegistered adviserregistration: current employment
Dec 21, 2023 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 23, 2007 to Dec 31, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 2, 2004 to Jan 23, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2003 to Feb 17, 2004factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
James B Cox left Commonwealth Financial Network for Kintra Investments, Llc (registered 2023-12-21)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cf46e3d-6866-fffa-cf60-9063b3c1904d
First observed: Dec 4, 2003
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES B COX

Advisor at KINTRA WEALTH, LLC

WILLIAMSPORT, PA | Marysville, OH | MARYSVILLE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5cf46e3d-6866-fffa-cf60-9063b3c1904d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KINTRA WEALTH, LLC

Independent wealth

Mar 2, 2026

n/a

yes

Marysville, OH|WILLIAMSPORT, PA

Current employment

KINTRA INVESTMENTS, LLC

Asset manager

Dec 21, 2023

n/a

yes

MARYSVILLE, OH

Current employment

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Jan 23, 2007

Dec 31, 2023

Previous registration

OSAIC FA, INC.

Former SEC adviser

Mar 2, 2004

Jan 23, 2007

COLUMBUS, OH|MARYSVILLE, OH|COLUMBUS, OH

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Dec 4, 2003

Feb 17, 2004

COLUMBUS, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COMMONWEALTH FINANCIAL NETWORK

KINTRA INVESTMENTS, LLC

Dec 31, 2023

Dec 21, 2023

-10

Firm change

Ibd to new firm

OSAIC FA, INC.

COMMONWEALTH FINANCIAL NETWORK

Jan 23, 2007

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC FA, INC.

Feb 17, 2004

Mar 2, 2004

Firm change

Other

Team

Left

Joined

From

Kind

8032:328478:OH:2023-12-31

Dec 31, 2023

Dec 21, 2023

MARYSVILLE, OH

Firm change