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M•••• M••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M•••• M••••••• C••••••

Advisor at K••••• W•••••• L••

Marysville, OH | MARYSVILLE, OH

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Search this name across graphsid dfx:ria:b9955eb1-5d67-1485-b5f9-8d3af23abe7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• W•••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	Marysville, OH	Current employment
K••••• I••••••••• L••	Asset manager	Dec 21, 2023	n/a	yes	MARYSVILLE, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• I••••••••• L••	Dec 31, 2023	Dec 21, 2023	-10	Firm change	Ibd to new firm
N••••••••• I••••••••• A•••••••• L••	C••••••••• F•••••••• N••••••	Sep 12, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:328478:OH:2023-12-31	Dec 31, 2023	Dec 21, 2023	DUBLIN, OH	Firm change

Relationships

Registered with (4)

→ K••••• W•••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ K••••• I••••••••• L••Registered adviserregistration: current employment
Dec 21, 2023 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 22, 2017 to Dec 31, 2023factForm ADV
→ N••••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
M•••• M••••••• C•••••• left C••••••••• F•••••••• N•••••• for K••••• I••••••••• L•• (registered 2023-12-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9955eb1-5d67-1485-b5f9-8d3af23abe7c
First observed: Mar 6, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.