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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

TIMOTHY PETER CIRAULO

Advisor at HENNION & WALSH ASSET MANAGEMENT, INC.

Boca Raton, FL | PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:ea1f4c30-d7a8-1b73-864b-8363668f2dce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HENNION & WALSH ASSET MANAGEMENT, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 11, 1986
First registration: Apr 29, 1999
Dual registered: yes, broker-dealer
Other names: TIMOTHY P CIRAULO
IAPD individual key: 1443540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HENNION & WALSH ASSET MANAGEMENT, INC.	Bd affiliated wealth	Sep 1, 2016	n/a	yes	Boca Raton, FL\|PARSIPPANY, NJ	Current employment
PMK SECURITIES & RESEARCH, INC.	n/a	Feb 15, 2013	Dec 31, 2013	no	DELRAY BEACH, FL\|DELRAY BEACH, FL	Previous registration
PMK CAPITAL ADVISORS INC	Former SEC adviser	Jan 7, 2013	Feb 3, 2014	no	DELRAY BEACH, FL	Previous registration
INVESTMENT SCIENCES, INC.	n/a	Apr 29, 1999	Jan 30, 2006	no	DELARY BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PMK CAPITAL ADVISORS INC	PMK SECURITIES & RESEARCH, INC.	Feb 3, 2014	Feb 15, 2013	-353	Firm change after gap	Other
PMK SECURITIES & RESEARCH, INC.	HENNION & WALSH ASSET MANAGEMENT, INC.	Dec 31, 2013	Sep 1, 2016	975	Firm change after gap	Other
INVESTMENT SCIENCES, INC.	PMK CAPITAL ADVISORS INC	Jan 30, 2006	Jan 7, 2013	2,534	Firm change after gap	Other

Relationships

Registered with (4)

→ HENNION & WALSH ASSET MANAGEMENT, INC.Registered adviserregistration: current employment
Sep 1, 2016 to presentfactForm ADV
→ PMK CAPITAL ADVISORS INCRegistered adviserregistration: previous registration
Jan 7, 2013 to Feb 3, 2014factForm ADV
→ PMK SECURITIES & RESEARCH, INC.Registered adviserregistration: previous registration
Feb 15, 2013 to Dec 31, 2013factForm ADV
→ INVESTMENT SCIENCES, INC.Registered adviserregistration: previous registration
Apr 29, 1999 to Jan 30, 2006factForm ADV

Dated events

No dated event names this entity yet.