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Advisor at PRIME CAPITAL FINANCIAL
Flower Mound, TX | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Sep 27, 2017 | n/a | yes | OVERLAND PARK, KS|Flower Mound, TX | Current employment |
| FIDUCIARY INVESTMENT TRUSTS, LLC | Former SEC adviser | Oct 2, 2020 | Mar 16, 2023 | no | OVERLAND PARK, KS|Flower Mound, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 23, 2012 | Oct 3, 2017 | no | ADDISON, TX | Previous registration |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS | Former SEC adviser | May 5, 2011 | Jul 11, 2012 | no | DALLAS, TX|ENGLEWOOD, CO | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 18, 2009 | Apr 29, 2011 | no | DALLAS, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 1, 2008 | May 22, 2009 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT TRUSTS, LLC | n/a | Mar 16, 2023 | n/a | n/a | Departure no registered destination | Departure |
| PRINCIPAL SECURITIES, INC. | PRIME CAPITAL FINANCIAL | Oct 3, 2017 | Sep 27, 2017 | -6 | Firm change | Other |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS | PRINCIPAL SECURITIES, INC. | Jul 11, 2012 | Jul 23, 2012 | 12 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | Apr 29, 2011 | May 5, 2011 | 6 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | CHASE INVESTMENT SERVICES CORP. | May 22, 2009 | Jun 18, 2009 | 27 | Firm change | Other |