RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• M••• M•••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Sep 27, 2017 · Overland Park, Ks
- F•••••••• I••••••••• T•••••• L•• formerOct 2, 2020 to Mar 16, 2023 · Overland Park, Ks
- P•••••••• S••••••••• I••• BD affiliatedJul 23, 2012 to Oct 3, 2017 · Addison, Tx
- J••• M••••• I••••••••• I••••••••• formerMay 5, 2011 to Jul 11, 2012 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJun 18, 2009 to Apr 29, 2011 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDJan 1, 2008 to May 22, 2009 · Plano, Tx
- F•••••••• I••••••••• T•••••• L•• to no registered destinationleft Mar 16, 2023 · Departure, no registered destination
- P•••••••• S••••••••• I••• to P•••• C•••••• F••••••••left Oct 3, 2017, registered Sep 27, 2017 (-6 days) · Other
- J••• M••••• I••••••••• I••••••••• to P•••••••• S••••••••• I•••left Jul 11, 2012, registered Jul 23, 2012 (12 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• I••••••••• I•••••••••left Apr 29, 2011, registered May 5, 2011 (6 days) · Other
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left May 22, 2009, registered Jun 18, 2009 (27 days) · Other
- M•••• M••• M••••• no longer registered at F•••••••• I••••••••• T•••••• L••; no later IA registration on IAPDMar 16, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address