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RIA / WealthAdvisorCertified Financial Planner16 years in industry

Thomas FRANCIS Ginty

Advisor at WEDMONT PRIVATE CAPITAL

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:33498b8a-8c5b-b0b8-035d-81efefa2f753

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEDMONT PRIVATE CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 26, 2011
First registration: Oct 27, 2011
Dual registered: no
Other names: Thomas F Ginty|THOMAS FRANCIS GINTY|Thomas F. Ginty
IAPD individual key: 5761053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEDMONT PRIVATE CAPITAL	Independent wealth	May 12, 2021	n/a	yes	WEST CHESTER, PA	Current employment
Facet	Independent wealth	Sep 17, 2019	May 25, 2021	no	ROMANSVILLE, PA\|WEST PALM BEACH, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 14, 2019	Sep 11, 2019	no	Radnor, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 14, 2019	Sep 11, 2019	no	Radnor, PA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 13, 2017	Feb 19, 2019	no	PHILADELPHIA, PA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 27, 2011	Jun 21, 2017	no	Walnut Creek, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Facet	WEDMONT PRIVATE CAPITAL	May 25, 2021	May 12, 2021	-13	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Facet	Sep 11, 2019	Sep 17, 2019	6	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 11, 2019	Mar 14, 2019	-181	Channel change	Other
RAYMOND JAMES & ASSOCIATES, INC.	TD AMERITRADE, INC.	Feb 19, 2019	Mar 14, 2019	23	Firm change	Other

Relationships

Registered with (5)

→ WEDMONT PRIVATE CAPITALRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ FACETRegistered adviserregistration: previous registration
Sep 17, 2019 to May 25, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 14, 2019 to Sep 11, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 14, 2019 to Sep 11, 2019factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 13, 2017 to Feb 19, 2019factForm ADV

Dated events

No dated event names this entity yet.