DFX Intelligence

R•••••• L•• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••••• L•• W••••

Advisor at G••••• R••••••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:33597791-bd25-3201-c292-9f6bd730173d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jul 1, 2022	n/a	yes	Skokie, IL\|SAN RAFAEL, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 26, 2014	n/a	yes	NORTHBROOK, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• P••••••• P•••••••	G••••• R••••••••• P••••••• L••	Jul 5, 2022	Jul 1, 2022	-4	Firm change	Other
H•••••••• A•••••• G••••• L••	L•• F•••••••• L••	Dec 31, 2021	Feb 26, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
163768:6413:IL:2021-12-31	Dec 31, 2021	Feb 26, 2014	DOWNERS GROVE, IL	Firm change after gap

Relationships

Registered with (5)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jul 1, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 26, 2014 to presentfactForm ADV
→ H•••••••• P••••••• P•••••••Registered adviserregistration: previous registration
Dec 9, 2021 to Jul 5, 2022factForm ADV
→ H•••••••• A•••••• G••••• L••

Dated events

Occurred
Jul 5, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33597791-bd25-3201-c292-9f6bd730173d
First observed: Jun 1, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.