DFX Intelligence

D•••••• M•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

D•••••• M•••••• S•••••

Advisor at S••••• F••••• O••••• L••

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:33649516-0167-66fc-2100-54795891bc74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 18, 2014 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

D•••••• M•••••• S•••••

Family principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••• O••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••• O••••• L••	Independent wealth	May 30, 2019	n/a	yes	NEW ORLEANS, LA	Current employment
S••••• • H•••••• C•••••• M••••••••• L••	Former SEC adviser	Nov 18, 2014	Jul 16, 2019	no	NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• • H•••••• C•••••• M••••••••• L••	S••••• F••••• O••••• L••	Jul 16, 2019	May 30, 2019	-47	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
172937:300899:LA:2019-07-16	Jul 16, 2019	May 30, 2019	NEW ORLEANS, LA	Firm change after gap

Relationships

Registered with (2)

→ S••••• F••••• O••••• L••Registered adviserregistration: current employment
May 30, 2019 to presentfactForm ADV
→ S••••• • H•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 18, 2014 to Jul 16, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33649516-0167-66fc-2100-54795891bc74
First observed: Nov 18, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.