DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STOKES & HUBBELL CAPITAL MANAGEMENT, LLC

CRD 172937

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a83c199-8cab-58c6-b57e-5ac8a29c9ef5

Data as of May 22, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2014 to May 22, 2019
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2019-05-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $957MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,742
Individual clients: 423
High net worth clients: 253
Custody, client assets: $231M
SEC number: 801-80338
CRD: 172937
Filings on the tape: 13
First filed: Sep 9, 2014
Latest filed: May 22, 2019
Organised: Limited Liability Company, Louisiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVID C. STOKES, L.L.C.	MANAGING MEMBER	D	yes	01/2015	Feb 24, 2015	May 22, 2019
HUBBELL CAPITAL MANAGEMENT, LLC	MANAGING MEMBER	D	yes	01/2015	Feb 24, 2015	May 22, 2019
HUBBELL, STEVEN, JOHN	Manager	Na	yes	10/2014	Oct 10, 2014	May 22, 2019
HUBBELL, STEVEN, JOHN	MANAGING MEMBER	E	yes	01/2015	Oct 10, 2014	May 22, 2019
STOKES, DAVID, CARL	MANAGING MEMBER	E	yes	01/2015	Oct 10, 2014	May 22, 2019
STOKES, DAVID, CARL	Manager	Na	yes	10/2014	Oct 10, 2014	May 22, 2019
STRICKLAND, CARSON, WAYNE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 17, 2016	May 22, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STOKES FAMILY OFFICE LLC	n/a	Independent wealth	$3.4B	N	yes	n/a
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$618M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	$1.2B	$1.0B	9	7	0	n/a	n/a
2017	Mar 23, 2018	$1.3B	$1.0B	9	7	0	n/a	n/a
2016	Mar 21, 2017	$906M	$717M	7	6	n/a	n/a	n/a
2015	Mar 17, 2016	$772M	$611M	7	6	n/a	n/a	n/a
2014	Feb 24, 2015	$731M	$591M	6	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.2B	$1.3B	-2.9%	$772M	16.9%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STOKES FAMILY OFFICE LLC	4	Jul 16, 2019	May 30, 2019	NEW ORLEANS, LA	Firm absorbed	RIA to new firm	57.1%
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC	3	Jul 16, 2019	May 23, 2019	NEW ORLEANS, LA	Team lift out	RIA to new firm	42.9%

Relationships

Affiliated with (2)

→ STOKES FAMILY OFFICE LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HUBBELL STRICKLAND WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← STOKES, DAVID, CARLOwnerMANAGING MEMBER, ownership code E, individual
Oct 10, 2014 to presentfactForm ADV
← HUBBELL, STEVEN, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Oct 10, 2014 to presentfactForm ADV
← STRICKLAND, CARSON, WAYNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 17, 2016 to presentfactForm ADV
← DAVID C. STOKES, L.L.C.OwnerMANAGING MEMBER, ownership code D, domestic entity
Feb 24, 2015 to presentfactForm ADV
← HUBBELL CAPITAL MANAGEMENT, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Feb 24, 2015 to presentfactForm ADV

Registered with (7)

← DAVID CARL STOKESAdvisorregistration: previous registration
Oct 13, 2014 to Jul 16, 2019factForm ADV
← STEVEN JOHN HUBBELLAdvisorregistration: previous registration
Oct 13, 2014 to Jul 16, 2019factForm ADV
← Todd Steven HubbellAdvisorregistration: previous registration
Oct 13, 2014 to Jul 16, 2019factForm ADV
← GREGORY JOHN STOKESAdvisorregistration: previous registration
Oct 10, 2014 to Jul 16, 2019factForm ADV
← CARSON WAYNE STRICKLANDAdvisorregistration: previous registration
Oct 13, 2014 to Jul 16, 2019factForm ADV
← DOUGLAS MATTHEW STOKESAdvisorregistration: previous registration
Nov 18, 2014 to Jul 16, 2019factForm ADV
← Rachael RichardAdvisorregistration: previous registration
Oct 2, 2017 to Jul 16, 2019factForm ADV

Moved with (2)

→ STOKES FAMILY OFFICE LLCRegistered adviser4 advisors, firm absorbed, same day
Jul 16, 2019 to May 30, 2019factForm ADV
→ HUBBELL STRICKLAND WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Jul 16, 2019 to May 23, 2019factForm ADV

Dated events

Occurred
Mar 23, 2018
Regulatory AUM changed
Stokes & Hubbell Capital Management, Llc reported RAUM $1.3B, up 40% from $905.5M (2017-04-03 to 2018-03-23)
Form ADVobserved 6 days ago
$364M
Occurred
Sep 9, 2014
First Form ADV filing
Alvachite Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a83c199-8cab-58c6-b57e-5ac8a29c9ef5
First observed: Sep 9, 2014
Last observed: May 22, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STOKES & HUBBELL CAPITAL MANAGEMENT, LLC

CRD 172937

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a83c199-8cab-58c6-b57e-5ac8a29c9ef5

Data as of May 22, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVID C. STOKES, L.L.C.

MANAGING MEMBER

yes

01/2015

Feb 24, 2015

May 22, 2019

HUBBELL CAPITAL MANAGEMENT, LLC

MANAGING MEMBER

yes

01/2015

Feb 24, 2015

May 22, 2019

HUBBELL, STEVEN, JOHN

Manager

yes

10/2014

Oct 10, 2014

May 22, 2019

HUBBELL, STEVEN, JOHN

MANAGING MEMBER

yes

01/2015

Oct 10, 2014

May 22, 2019

STOKES, DAVID, CARL

MANAGING MEMBER

yes

01/2015

Oct 10, 2014

May 22, 2019

STOKES, DAVID, CARL

Manager

yes

10/2014

Oct 10, 2014

May 22, 2019

STRICKLAND, CARSON, WAYNE

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 17, 2016

May 22, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STOKES FAMILY OFFICE LLC

n/a

Independent wealth

$3.4B

yes

n/a

HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$618M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

$1.2B

$1.0B

n/a

2017

Mar 23, 2018

$1.3B

$1.0B

n/a

2016

Mar 21, 2017

$906M

$717M

n/a

2015

Mar 17, 2016

$772M

$611M

n/a

2014

Feb 24, 2015

$731M

$591M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.2B

$1.3B

-2.9%

$772M

16.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STOKES FAMILY OFFICE LLC

Jul 16, 2019

May 30, 2019

NEW ORLEANS, LA

Firm absorbed

RIA to new firm

57.1%

HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC

Jul 16, 2019

May 23, 2019

NEW ORLEANS, LA

Team lift out

RIA to new firm

42.9%