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W••••• B•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

W••••• B•••••• G••••••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Lake Hopatcong, NJ

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Search this name across graphsid dfx:ria:33904a30-d053-7a5c-5427-320e236c097e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 29, 2018	n/a	yes	MORRISTOWN, NJ\|Lake Hopatcong, NJ	Current employment
P••••••• W••••• A••••••• L••	Independent wealth	Jun 16, 2016	Dec 6, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••• A••••••• L••	P•••••• A•••••• G••••• L••	Dec 6, 2019	Jan 29, 2018	-676	Firm change after gap	Other
F•••• A••••• A••••••• S•••••••• I•••	P••••••• W••••• A••••••• L••	Jun 9, 2016

Relationships

Registered with (4)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jan 29, 2018 to presentfactForm ADV
→ P••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 16, 2016 to Dec 6, 2019factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Jun 9, 2016factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33904a30-d053-7a5c-5427-320e236c097e
First observed: Nov 6, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.