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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PARADIGM WEALTH ADVISORY LLC

CRD 283120

BRIDGEWATER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a644560-7b4a-dcd0-7425-4e09d91d6ed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 15
On other graphs: 0
Observed: Mar 3, 2016 to Sep 14, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $201MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $201M
Private client RAUM: $198MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $25.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 948
Individual clients: 215
High net worth clients: 65
Custody, client assets: $3.1M
SEC number: 801-107403
CRD: 283120
Filings on the tape: 25
First filed: Mar 3, 2016
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID TIMOTHY PROVINSAL	n/a	BRIDGEWATER, NJ	10	25	2	yes
Sara K GILL	n/a	BRIDGEWATER, NJ	7	10	n/a	yes
MARK LOUIS PEREZ	n/a	WINDERMERE, FL \| BRIDGEWATER, NJ	6	11	n/a	no
Michelle Therese Giegerich	n/a	Dublin, PA \| BRIDGEWATER, NJ	5	15	n/a	yes
Bryan Kaufman	n/a	BRIDGEWATER, NJ \| Bridgewater, NJ	3	17	n/a	no
Ryan Patrick Grady	n/a	Ponte Vedra, FL \| BRIDGEWATER, NJ	0	12	n/a	no
DANIEL JOSEPH LOMBARDOZZI	n/a	Red Bank, NJ \| BRIDGEWATER, NJ	0	27	4	yes
EMILY ELIZABETH STEWART	n/a	BRIDGEWATER, NJ	0	10	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PARADIGM WEALTH MANAGEMENT HOLDINGS LLC	PARENT/HOLDING COMPANY	E	yes	04/2016	Apr 26, 2016	Apr 29, 2024
PROVINSAL, DAVID, TIMOTHY	MANAGING MEMBER	E	yes	11/2014	Apr 26, 2016	Apr 29, 2024
PROVINSAL, DAVID, TIMOTHY	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	11/2014	Apr 26, 2016	Apr 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID T PROVINSAL	n/a	n/a	n/a	Y	yes	n/a
DAVID T PROVINSAL	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Avon	Ct	United States	3	yes
Doylestown	Pa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$201M	$201M	14	10	2	n/a	n/a
2024	Apr 1, 2025	$468M	$468M	16	12	4	n/a	n/a
2023	Mar 28, 2024	$356M	$356M	16	12	3	n/a	n/a
2022	Apr 3, 2023	$300M	$300M	12	8	2	n/a	n/a
2021	Mar 30, 2022	$352M	$352M	12	9	2	n/a	n/a
2020	Mar 26, 2021	$309M	$309M	13	8	2	n/a	n/a
2019	Mar 30, 2020	$298M	$298M	14	8	2	n/a	n/a
2018	Mar 25, 2019	$208M	$208M	10	6	1	n/a	n/a
2017	Mar 27, 2018	$231M	$231M	11	6	2	n/a	n/a
2016	Mar 29, 2017	$242M	$195M	11	7	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	6	-5	75.0%	0	0	0	3	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$201M	$468M	-57.0%	$300M	-12.5%	14	16	2	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PARADIGM INVESTMENT ADVISORY, LLC	3	Feb 11, 2026	Jan 30, 2026	CHESTER, NJ	Team lift out	RIA to RIA	33.3%
LPL FINANCIAL LLC	2	Dec 16, 2025	Dec 4, 2025	BRIDGEWATER, NJ	Team lift out	RIA to ibd	18.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORTIS GROUP ADVISORS LLC	2	Apr 1, 2024	Apr 4, 2024	WESTWOOD, NJ	Team lift out	RIA to RIA	8.0%

Relationships

Registered with (18)

← EMILY ELIZABETH STEWARTAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← DANIEL JOSEPH LOMBARDOZZIAdvisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← Ryan Patrick GradyAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Bryan KaufmanAdvisorregistration: current employment
Mar 29, 2023 to presentfactForm ADV
← Michelle Therese GiegerichAdvisorregistration: current employment
Nov 6, 2020 to presentfactForm ADV
← MARK LOUIS PEREZAdvisorregistration: current employment
Sep 25, 2019 to presentfactForm ADV
← Sara K GILLAdvisorregistration: current employment
May 14, 2019 to presentfactForm ADV
← DAVID TIMOTHY PROVINSALAdvisorregistration: current employment
May 10, 2016 to presentfactForm ADV
← JOHN ANTHONY NAPHORAdvisorregistration: previous registration
Apr 4, 2024 to Feb 11, 2026factForm ADV
← KEVIN DRU KORONDIAdvisorregistration: previous registration
Apr 4, 2024 to Feb 11, 2026factForm ADV
← JOSEPH KEVIN WHITEAdvisorregistration: previous registration
Apr 4, 2023 to Feb 11, 2026factForm ADV
← JUSTIN RICHARD STEELEAdvisorregistration: previous registration
Nov 30, 2021 to Dec 16, 2025factForm ADV
← JOHN MICHAEL PROVINSALAdvisorregistration: previous registration
Jul 11, 2022 to Dec 16, 2025factForm ADV
← SUSAN M DAVIESAdvisorregistration: previous registration
Nov 29, 2023 to Dec 16, 2025factForm ADV
← Laurence Michael BraunsteinAdvisorregistration: previous registration
Oct 31, 2019 to May 21, 2024factForm ADV
← DAVID CHENETAdvisorregistration: previous registration
May 11, 2016 to Dec 9, 2022factForm ADV
← Jordan Stone BraunsteinAdvisorregistration: previous registration
Sep 18, 2019 to Jun 2, 2020factForm ADV
← WARREN BERNARD GALLAGHERAdvisorregistration: previous registration
Jun 16, 2016 to Dec 6, 2019factForm ADV

Affiliated with (1)

← PARADIGM INVESTMENT ADVISORY, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Moved with (3)

→ PARADIGM INVESTMENT ADVISORY, LLCRegistered adviser3 advisors, team lift out, same day
Feb 11, 2026 to Jan 30, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Dec 16, 2025 to Dec 4, 2025factForm ADV
← FORTIS GROUP ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Apr 1, 2024 to Apr 4, 2024factForm ADV

Controls (2)

← PROVINSAL, DAVID, TIMOTHYOwnerMANAGING MEMBER, ownership code E, individual
Apr 26, 2016 to Apr 29, 2024factForm ADV
← PARADIGM WEALTH MANAGEMENT HOLDINGS LLCOwnerPARENT/HOLDING COMPANY, ownership code E, domestic entity
Apr 26, 2016 to Apr 29, 2024factForm ADV

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
Paradigm Wealth Advisory Llc reported RAUM $201.2M, down 57% from $468.3M (2026-02-25 to 2026-03-23)
Form ADVobserved 3 days ago
$-267M
Occurred
Feb 11, 2026
Team lift-out
3 advisors left Paradigm Wealth Advisory LLC (Chester, NJ) for Paradigm Investment Advisory, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Feb 11, 2026
Advisor changed firm
John Anthony Naphor left Paradigm Wealth Advisory Llc for Paradigm Investment Advisory, Llc (registered 2025-08-01)
Form ADVobserved 3 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Joseph Kevin White left Paradigm Wealth Advisory Llc for Paradigm Investment Advisory, Llc (registered 2026-01-30)
Form ADVobserved 3 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Kevin Dru Korondi left Paradigm Wealth Advisory Llc for Paradigm Investment Advisory, Llc (registered 2025-08-01)
Form ADVobserved 3 days ago
Occurred
Dec 16, 2025
Team lift-out
2 advisors left Paradigm Wealth Advisory LLC (Bridgewater, NJ) for LPL Financial LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 16, 2025
Advisor changed firm
John Michael Provinsal left Paradigm Wealth Advisory Llc for Lpl Financial Llc (registered 2025-12-03)
Form ADVobserved 3 days ago
Occurred
Dec 16, 2025
Advisor changed firm
Susan M Davies left Paradigm Wealth Advisory Llc for Lpl Financial Llc (registered 2025-12-16)
Form ADVobserved 3 days ago
Occurred
Dec 16, 2025
Advisor changed firm
Justin Richard Steele left Paradigm Wealth Advisory Llc for Lpl Financial Llc (registered 2025-12-04)
Form ADVobserved 3 days ago
Occurred
Apr 1, 2025
Regulatory AUM changed
Paradigm Wealth Advisory Llc reported RAUM $468.3M, up 31% from $356.1M (2024-04-29 to 2025-04-01)
Form ADVobserved 3 days ago
$112M
Occurred
May 21, 2024
Advisor changed firm
Laurence Michael Braunstein left Paradigm Wealth Advisory Llc for Oneamerica Securities, Inc. (registered 2026-01-07)
Form ADVobserved 3 days ago
Occurred
Apr 1, 2024
Team lift-out
2 advisors left Fortis Group Advisors LLC (Westwood, NJ) for Paradigm Wealth Advisory LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 9, 2022
Advisor changed firm
David Chenet left Paradigm Wealth Advisory Llc for Presidio Capital Management, Llc (registered 2022-12-08)
Form ADVobserved 3 days ago
Occurred
Mar 26, 2021
Control person left
Paul David Giegerich (Managing Member) no longer on Schedule A of Paradigm Wealth Advisory Llc (listed 2020-10-22, absent 2021-03-26)
Form ADVobserved 3 days ago
Occurred
Mar 3, 2016
First Form ADV filing
Pw Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a644560-7b4a-dcd0-7425-4e09d91d6ed6
First observed: Mar 3, 2016
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARADIGM WEALTH ADVISORY LLC

CRD 283120

BRIDGEWATER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a644560-7b4a-dcd0-7425-4e09d91d6ed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID TIMOTHY PROVINSAL

n/a

BRIDGEWATER, NJ

yes

Sara K GILL

n/a

BRIDGEWATER, NJ

n/a

yes

MARK LOUIS PEREZ

n/a

WINDERMERE, FL | BRIDGEWATER, NJ

n/a

Michelle Therese Giegerich

n/a

Dublin, PA | BRIDGEWATER, NJ

n/a

yes

Bryan Kaufman

n/a

BRIDGEWATER, NJ | Bridgewater, NJ

n/a

Ryan Patrick Grady

n/a

Ponte Vedra, FL | BRIDGEWATER, NJ

n/a

DANIEL JOSEPH LOMBARDOZZI

n/a

Red Bank, NJ | BRIDGEWATER, NJ

yes

EMILY ELIZABETH STEWART

n/a

BRIDGEWATER, NJ

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PARADIGM WEALTH MANAGEMENT HOLDINGS LLC

PARENT/HOLDING COMPANY

yes

04/2016

Apr 26, 2016

Apr 29, 2024

PROVINSAL, DAVID, TIMOTHY

MANAGING MEMBER

yes

11/2014

Apr 26, 2016

Apr 29, 2024

PROVINSAL, DAVID, TIMOTHY

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

11/2014

Apr 26, 2016

Apr 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID T PROVINSAL

n/a

yes

n/a

DAVID T PROVINSAL

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Avon

United States

yes

Doylestown

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$201M

n/a

2024

Apr 1, 2025

$468M

n/a

2023

Mar 28, 2024

$356M

n/a

2022

Apr 3, 2023

$300M

n/a

2021

Mar 30, 2022

$352M

n/a

2020

Mar 26, 2021

$309M

n/a

2019

Mar 30, 2020

$298M

n/a

2018

Mar 25, 2019

$208M

n/a

2017

Mar 27, 2018

$231M

n/a

2016

Mar 29, 2017

$242M

$195M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

75.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$201M

$468M

-57.0%

$300M

-12.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PARADIGM INVESTMENT ADVISORY, LLC

Feb 11, 2026

Jan 30, 2026

CHESTER, NJ

Team lift out

RIA to RIA

33.3%

LPL FINANCIAL LLC

Dec 16, 2025

Dec 4, 2025

BRIDGEWATER, NJ

Team lift out

RIA to ibd

18.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORTIS GROUP ADVISORS LLC

Apr 1, 2024

Apr 4, 2024

WESTWOOD, NJ

Team lift out

RIA to RIA

8.0%