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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Dakota Fields

Advisor at J.P. MORGAN SECURITIES LLC

BEND, OR

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Search this name across graphsid dfx:ria:33bb7552-ce95-658e-855e-f62f0b6c1f2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 9, 2018
First registration: Mar 9, 2018
Dual registered: yes, broker-dealer
Other names: DAKOTA EZEKIEL FIELDS|Dakota Fields|DAKOTA E FIELDS
IAPD individual key: 6753643

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 6, 2026	n/a	yes	BEND, OR\|BEND, OR	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 3, 2026	no	PORTLAND, OR\|BEAVERTON, OR\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 25, 2024	Mar 31, 2025	no	BEAVERTON, OR	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	May 18, 2021	Dec 12, 2022	no	PORTLAND, OR	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	May 17, 2021	no	PORTLAND, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 9, 2018	Nov 6, 2020	no	Portland, OR\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Apr 3, 2026	Apr 6, 2026	3	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
ARBOR POINT ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 12, 2022	Oct 25, 2024	683	Firm change after gap	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	May 17, 2021	May 18, 2021	1	Channel change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:79:MA:2026-04-03	Apr 3, 2026	Apr 6, 2026	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 3, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 25, 2024 to Mar 31, 2025factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
May 18, 2021 to Dec 12, 2022factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to May 17, 2021factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 9, 2018 to Nov 6, 2020factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
Dakota Fields left Strategic Advisers Llc for J.P. Morgan Securities Llc (registered 2026-04-06)
Form ADVobserved 6 days ago
Occurred
Dec 12, 2022
Advisor changed firm
Dakota Fields left Arbor Point Advisors for Fidelity Personal And Workplace Advisors (registered 2024-10-25)
Form ADVobserved 6 days ago