DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• F•••••

J••• M••••• S••••••••• L••wirehouseBend, Ordual registrantIAPD 6753643

Feed of 09/14/2026

Also filed as D••••• Ezekiel F•••••

At current firm

0 y

since Apr 6, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 6, 2026 · Bend, Or
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 3, 2026 · Portland, Or
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 25, 2024 to Mar 31, 2025 · Beaverton, Or
A•••• P•••• A••••••• former
May 18, 2021 to Dec 12, 2022 · Portland, Or
S••••••••• A•••••• A•••••••• I••• former
Nov 6, 2020 to May 17, 2021 · Portland, Or
K•• F•••••••• S•••••••• I•• former
Mar 9, 2018 to Nov 6, 2020 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Apr 3, 2026, registered Apr 6, 2026 (3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A•••• P•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Dec 12, 2022, registered Oct 25, 2024 (683 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
left May 17, 2021, registered May 18, 2021 (1 days) · channel change inside one enterprise, not a move
K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••
left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move

Signals

D••••• F••••• left S•••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-04-06)
Apr 3, 2026 · Advisor changed firm · fact
D••••• F••••• left A•••• P•••• A••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-10-25)
Dec 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address