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Advisor at MARINER
Tigard, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Feb 17, 2022 | n/a | yes | Tigard, OR | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Mar 9, 2012 | Jan 5, 2022 | no | PORTLAND, OR|GREENWOOD VILLAGE, CO | Previous registration |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | Former SEC adviser | Jul 10, 2009 | Feb 28, 2012 | no | RENTON, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 24, 2008 | Jun 8, 2009 | no | TUALATIN, OR|WILSONVILLE, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | Mariner | Jan 5, 2022 | Feb 17, 2022 | 43 | Firm change | Ibd to ibd |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | CETERA ADVISORS LLC | Feb 28, 2012 | Mar 9, 2012 | 10 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | PACIFIC WEST FINANCIAL CONSULTANTS INC | Jun 8, 2009 | Jul 10, 2009 | 32 | Firm change | Other |