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Advisor at OM PACIFIC CAPITAL LLC
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OM PACIFIC CAPITAL LLC | Former SEC adviser | Apr 19, 2025 | n/a | yes | WALNUT CREEK, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 9, 2006 | Aug 4, 2015 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OM PACIFIC CAPITAL LLC | Aug 4, 2015 | Apr 19, 2025 | 3,546 | Firm change after gap | Other |