DFX Intelligence

F•••••••• B•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

F•••••••• B•••••••• L•••••

Advisor at L••••• K••• C•••••• M••••••••• C•••••••••

FORT WORTH, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:33e079b4-23d7-decf-7c1a-6d62de211c1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• K••• C•••••• M••••••••• C•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• K••• C•••••• M••••••••• C•••••••••	Mixed wealth	Nov 2, 2012	n/a	yes	FORT WORTH, TX\|SAN ANTONIO, TX	Current employment
S•••• T•••• M•••• M••••••••• L•••	Former SEC adviser	Jul 17, 2007	Dec 3, 2012	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• T•••• M•••• M••••••••• L•••	L••••• K••• C•••••• M••••••••• C•••••••••	Dec 3, 2012	Nov 2, 2012	-31	Firm change after gap	Other
G•••• W••••• M••••••••• C••• L••	S•••• T•••• M•••• M••••••••• L•••	Jun 22, 2007	Jul 17, 2007

Relationships

Registered with (3)

→ L••••• K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: current employment
Nov 2, 2012 to presentfactForm ADV
→ S•••• T•••• M•••• M••••••••• L•••Registered adviserregistration: previous registration
Jul 17, 2007 to Dec 3, 2012factForm ADV
→ G•••• W••••• M••••••••• C••• L••Registered adviserregistration: previous registration
Mar 20, 2003 to Jun 22, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33e079b4-23d7-decf-7c1a-6d62de211c1d
First observed: Jul 25, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.